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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.32%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.26B
AUM Growth
+$578M
Cap. Flow
+$414M
Cap. Flow %
6.61%
Top 10 Hldgs %
13.79%
Holding
5,111
New
226
Increased
2,179
Reduced
1,427
Closed
197

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$55.8M
2
HDV
iShares Core High Dividend ETF
HDV
+$26.1M
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$19.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.5M
5
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$15.6M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$23.5M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$14.8M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$11.5M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$10.8M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$10.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.63%
2 Financials 5.21%
3 Industrials 4.96%
4 Technology 4.7%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNSY
4801
Cerenome, Inc. Common Stock
CNSY
$26.4M
– –
0
– –
PTN
4802
Palatin Technologies
PTN
$13.2M
– –
0
– –
PTNQ icon
4803
Pacer Trendpilot 100 ETF
PTNQ
$1.25B
– –
-7,300
Closed -$163K
RARE icon
4804
Ultragenyx Pharmaceutical
RARE
$2.64B
$0 ﹤0.01%
6
– –
RDI icon
4805
Reading International Class A
RDI
$35.2M
$0 ﹤0.01%
31
– –
RGS icon
4806
Regis Corp
RGS
$70.8M
– –
-6
Closed -$2K
RPD icon
4807
Rapid7
RPD
$777M
– –
-100
Closed -$1K
RTH icon
4808
VanEck Retail ETF
RTH
$264M
– –
-32
Closed -$2.44K
RXD icon
4809
ProShares UltraShort Health Care
RXD
$3.03M
– –
-36
Closed -$8K
SAGE
4810
DELISTED
Sage Therapeutics
SAGE
$0 ﹤0.01%
16
– –
SHOE
4811
Shoe Station Group
SHOE
$437M
$0 ﹤0.01%
4
+2
+100% +$25
SFNC icon
4812
Simmons First National
SFNC
$3.4B
– –
-400
Closed -$9K
SGRP
4813
DELISTED
SPAR Group
SGRP
$0 ﹤0.01%
200
– –
SIFY
4814
Sify Technologies
SIFY
$1.13B
$0 ﹤0.01%
1
-5
-83% -$35
SMN icon
4815
ProShares UltraShort Materials
SMN
$3.74M
$0 ﹤0.01%
1
– –
SNOA icon
4816
Sonoma Pharmaceuticals
SNOA
$6.22M
$0 ﹤0.01%
1
– –
STRL icon
4817
Sterling Infrastructure
STRL
$16.2B
$0 ﹤0.01%
3
– –
STRS icon
4818
Stratus Properties
STRS
$154M
$0 ﹤0.01%
10
– –
SUN icon
4819
Sunoco
SUN
$13.5B
– –
-10
Closed –
SVRA icon
4820
Savara
SVRA
$1.17B
$0 ﹤0.01%
+14
New +$345
TBPH icon
4821
Theravance Biopharma
TBPH
$876M
$0 ﹤0.01%
17
– –
TECS icon
4822
Direxion Daily Technology Bear 3x ETF
TECS
$63.3M
– –
0
– –
TENX icon
4823
Tenax Therapeutics
TENX
$51.6M
– –
0
– –
TGB
4824
Trekor Metals
TGB
$3.21B
– –
-600
Closed –
THRM icon
4825
Gentherm
THRM
$1.28B
$0 ﹤0.01%
10
-150
-94% -$5.7K
191 192
193
194 195

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EM
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HAM
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CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q2 2016 Portfolio in Review

As of Q2 2016, Ladenburg Thalmann Financial Services held 5,111 positions worth $6.26B, up 10% from $5.68B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $414M of net new capital in Q2 2016, opening 226 new positions and adding to 2,179 existing holdings. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.6% of assets, up from 5.5% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Core Dividend Growth ETF, an estimated $23.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q2 2016 buy was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell Mid-Cap Value ETF in Q2 2016, an estimated $55.8M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2016 reduction was iShares Core Dividend Growth ETF, cutting an estimated $23.5M.
  • Ladenburg Thalmann Financial Services fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $912K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $6.26B portfolio in Q2 2016.
  • Ladenburg Thalmann Financial Services opened 226 new positions and closed 197 in Q2 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $6.26B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2016, filed 15 Aug 2016.