We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRTX
4801
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
– –
0
– –
AVTA
4802
DELISTED
Avantax, Inc. Common Stock
AVTA
$0 ﹤0.01%
51
-271
-84% -$2.99K
EMAN
4803
DELISTED
eMagin Corporation
EMAN
$0 ﹤0.01%
81
– –
UNVR
4804
DELISTED
Univar Solutions Inc.
UNVR
$0 ﹤0.01%
25
– –
IMBI
4805
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
$0 ﹤0.01%
+7
New +$166
MGI
4806
DELISTED
MoneyGram International, Inc. New
MGI
$0 ﹤0.01%
32
– –
AGRX
4807
DELISTED
Agile Therapeutics
AGRX
– –
-1
Closed -$10K
ALBO
4808
DELISTED
Albireo Pharma Inc
ALBO
$0 ﹤0.01%
33
– –
SMIT
4809
DELISTED
Schmitt Industries Inc
SMIT
$0 ﹤0.01%
5
– –
CLVS
4810
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-13
Closed -$1K
AERI
4811
DELISTED
Aerie Pharmaceuticals
AERI
– –
-501
Closed -$9K
GPL
4812
DELISTED
Great Panther Mining Limited
GPL
$0 ﹤0.01%
50
– –
SRGA
4813
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
– –
-50
Closed -$9K
EPAY
4814
DELISTED
Bottomline Technologies Inc
EPAY
– –
-200
Closed -$5K
HBP
4815
DELISTED
Huttig Building Products, Inc.
HBP
$0 ﹤0.01%
90
– –
TRIL
4816
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
-100
Closed -$1K
JAX
4817
DELISTED
J. Alexander's Holdings, Inc.
JAX
$0 ﹤0.01%
32
+7
+28% +$73
TPCO
4818
DELISTED
Tribune Publishing Company Common Stock
TPCO
$0 ﹤0.01%
15
– –
BSD
4819
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$0 ﹤0.01%
9
– –
PRGX
4820
DELISTED
PRGX Global, Inc.
PRGX
$0 ﹤0.01%
14
+2
+17% +$8
BMCH
4821
DELISTED
BMC Stock Holdings, Inc
BMCH
$0 ﹤0.01%
+18
New +$305
RELV
4822
DELISTED
Reliv International Inc
RELV
$0 ﹤0.01%
57
+14
+33% +$62
GFY
4823
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$0 ﹤0.01%
1
– –
PSV
4824
DELISTED
Hermitage Offshore Services Ltd.
PSV
$0 ﹤0.01%
1
– –
SCON
4825
DELISTED
Superconductor Technologies Inc.
SCON
– –
0
– –
191 192
193
194 195

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.