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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFIG icon
4776
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$118M
$3K ﹤0.01%
140
– –
RRGB icon
4777
Red Robin
RRGB
$183M
$3K ﹤0.01%
75
-92
-55% -$3.91K
SHOE
4778
Shoe Station Group
SHOE
$415M
$3K ﹤0.01%
+178
New +$3.16K
SGMA
4779
DELISTED
Sigmatron International
SGMA
$3K ﹤0.01%
+595
New +$4.14K
SND icon
4780
Smart Sand
SND
$213M
$3K ﹤0.01%
850
-350
-29% -$1.83K
TAC icon
4781
TransAlta
TAC
$3.99B
$3K ﹤0.01%
530
– –
TKC icon
4782
Turkcell
TKC
$4.72B
$3K ﹤0.01%
628
+212
+51% +$1.12K
TRC icon
4783
Tejon Ranch
TRC
$443M
$3K ﹤0.01%
121
– –
UEIC icon
4784
Universal Electronics
UEIC
$66.6M
$3K ﹤0.01%
74
-114
-61% -$4.46K
ULBI icon
4785
Ultralife
ULBI
$124M
$3K ﹤0.01%
400
– –
UMC icon
4786
United Microelectronic
UMC
$48.6B
$3K ﹤0.01%
1,045
-905
-46% -$2.47K
USOI icon
4787
Credit Suisse AG Credit Suisse X-Links Crude Oil Shares Covered Call ETN
USOI
$42M
$3K ﹤0.01%
5
– –
VPG icon
4788
Vishay Precision Group
VPG
$908M
$3K ﹤0.01%
83
-41
-33% -$1.67K
WCC
4789
WESCO International
WCC
$17.5B
$3K ﹤0.01%
56
-194
-78% -$11.6K
WLDN icon
4790
Willdan Group
WLDN
$1.29B
$3K ﹤0.01%
100
– –
WSC icon
4791
WillScot Mobile Mini Holdings
WSC
$4.17B
$3K ﹤0.01%
+200
New +$3.28K
INEQ
4792
Columbia International Equity Income ETF
INEQ
$104M
$3K ﹤0.01%
120
– –
MAGN
4793
Magnera Corp
MAGN
$433M
$3K ﹤0.01%
10
+2
+25% +$488
PVLA
4794
Palvella Therapeutics
PVLA
$2.26B
$3K ﹤0.01%
8
– –
TGEN
4795
Tecogen Inc
TGEN
$125M
$3K ﹤0.01%
1,000
– –
ITCI
4796
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$3K ﹤0.01%
150
– –
CBH
4797
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$3K ﹤0.01%
300
– –
WIRE
4798
DELISTED
Encore Wire Corp
WIRE
$3K ﹤0.01%
70
-74
-51% -$3.7K
GENE
4799
DELISTED
Genetic Technologies Ltd.
GENE
$3K ﹤0.01%
138
– –
EXPR
4800
DELISTED
Express, Inc.
EXPR
$3K ﹤0.01%
+14
New +$2.86K
190 191
192
193 194

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.