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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEN.B icon
4751
Lennar Class B
LEN.B
$20.7B
$3K ﹤0.01%
112
+8
+8% +$263
LXU icon
4752
LSB Industries
LXU
$711M
$3K ﹤0.01%
813
– –
MBUU icon
4753
Malibu Boats
MBUU
$573M
$3K ﹤0.01%
100
– –
MG icon
4754
Mistras Group
MG
$584M
$3K ﹤0.01%
200
– –
MTRX icon
4755
Matrix Service
MTRX
$328M
$3K ﹤0.01%
+187
New +$3.82K
NAK
4756
Northern Dynasty Minerals
NAK
$930M
$3K ﹤0.01%
5,200
+300
+6% +$180
NNBR icon
4757
NN Inc
NNBR
$298M
$3K ﹤0.01%
501
-577
-54% -$5.54K
NX icon
4758
Quanex
NX
$981M
$3K ﹤0.01%
219
-15
-6% -$228
OMER icon
4759
Omeros
OMER
$1.26B
$3K ﹤0.01%
275
– –
ONCY
4760
Oncolytics Biotech
ONCY
$95.5M
$3K ﹤0.01%
1,390
– –
PARAA
4761
DELISTED
Paramount Global Class A
PARAA
$3K ﹤0.01%
94
– –
PFIG icon
4762
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$118M
$3K ﹤0.01%
140
– –
PLXS icon
4763
Plexus
PLXS
$7.04B
$3K ﹤0.01%
53
-100
-65% -$5.63K
PRIM icon
4764
Primoris Services
PRIM
$4.35B
$3K ﹤0.01%
164
+1
+0.6% +$22
HTT
4765
High Templar Tech Ltd
HTT
$391M
$3K ﹤0.01%
830
– –
REVG
4766
DELISTED
REV Group
REVG
$3K ﹤0.01%
297
+55
+23% +$626
RIGL icon
4767
Rigel Pharmaceuticals
RIGL
$762M
$3K ﹤0.01%
141
– –
RMBS icon
4768
Rambus
RMBS
$10.8B
$3K ﹤0.01%
372
+337
+963% +$2.93K
ROG icon
4769
Rogers Corp
ROG
$2.46B
$3K ﹤0.01%
+28
New +$3.36K
SAFE
4770
Safehold
SAFE
$1.1B
$3K ﹤0.01%
+58
New +$2.94K
SCYX icon
4771
SCYNEXIS
SCYX
$50.9M
$3K ﹤0.01%
66
– –
SGRY icon
4772
Surgery Partners
SGRY
$1.99B
$3K ﹤0.01%
254
-425
-63% -$5.7K
SPNS
4773
DELISTED
Sapiens International
SPNS
$3K ﹤0.01%
314
+10
+3% +$115
SPXS icon
4774
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$327M
$3K ﹤0.01%
1
-1
-50% -$2.63K
SYBX
4775
DELISTED
Synlogic
SYBX
$3K ﹤0.01%
28
– –
189 190
191
192 193

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.