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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COMB icon
4751
GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF
COMB
$150M
$3K ﹤0.01%
+110
New +$2.77K
CPS icon
4752
Cooper-Standard Automotive
CPS
$484M
$3K ﹤0.01%
27
-28
-51% -$3.75K
CTLP
4753
DELISTED
Cantaloupe
CTLP
$3K ﹤0.01%
450
-8,573
-95% -$118K
CVM icon
4754
CEL-SCI Corp
CVM
$26M
$3K ﹤0.01%
22
– –
DBAW icon
4755
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$306M
$3K ﹤0.01%
121
-29,775
-100% -$821K
DDLS icon
4756
WisdomTree Dynamic International SmallCap Equity Fund
DDLS
$431M
$3K ﹤0.01%
100
– –
DGICA icon
4757
Donegal Group Class A
DGICA
$696M
$3K ﹤0.01%
185
+4
+2% +$57
EQBK icon
4758
Equity Bancshares
EQBK
$1.07B
$3K ﹤0.01%
+76
New +$3.13K
EZPW icon
4759
Ezcorp Inc
EZPW
$1.76B
$3K ﹤0.01%
+325
New +$3.7K
FAZ
4760
Direxion Daily Financial Bear 3x ETF
FAZ
$84.2M
$3K ﹤0.01%
1
– –
FLL icon
4761
Full House Resorts
FLL
$84.3M
$3K ﹤0.01%
1,000
– –
GAU
4762
Galiano Gold
GAU
$547M
$3K ﹤0.01%
4,000
-1,800
-31% -$1.69K
GGB icon
4763
Gerdau
GGB
$9.42B
$3K ﹤0.01%
1,048
-2,108
-67% -$6.78K
HOUS
4764
DELISTED
Anywhere Real Estate
HOUS
$3K ﹤0.01%
152
-162
-52% -$3.53K
ICFI icon
4765
ICF International
ICFI
$1.6B
$3K ﹤0.01%
+41
New +$3.14K
IQDG icon
4766
WisdomTree International Quality Dividend Growth Fund
IQDG
$732M
$3K ﹤0.01%
106
– –
KALU icon
4767
Kaiser Aluminum
KALU
$2.99B
$3K ﹤0.01%
28
-53
-65% -$5.75K
KODK icon
4768
Kodak
KODK
$978M
$3K ﹤0.01%
1,125
+100
+10% +$327
KPRX icon
4769
Kiora Pharmaceuticals
KPRX
$11.5M
$3K ﹤0.01%
2
– –
LGMK
4770
DELISTED
LogicMark
LGMK
– –
0
– –
MCFT icon
4771
MasterCraft Boat Holdings
MCFT
$598M
$3K ﹤0.01%
83
+29
+54% +$849
MOV icon
4772
Movado Group
MOV
$796M
$3K ﹤0.01%
83
-115
-58% -$5.39K
NAT icon
4773
Nordic American Tanker
NAT
$1.4B
$3K ﹤0.01%
1,446
-5,504
-79% -$12.7K
NFBK
4774
DELISTED
Northfield Bancorp
NFBK
$3K ﹤0.01%
179
+2
+1% +$33
NVMI
4775
Nova
NVMI
$13.1B
$3K ﹤0.01%
100
-150
-60% -$4.15K
189 190
191
192 193

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.