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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPA icon
4751
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$108M
$2K ﹤0.01%
50
– –
GAM
4752
General American Investors Company
GAM
$1.62B
$2K ﹤0.01%
52
-775
-94% -$27K
GCO icon
4753
Genesco
GCO
$419M
$2K ﹤0.01%
72
+29
+67% +$797
GDEN
4754
DELISTED
Golden Entertainment
GDEN
$2K ﹤0.01%
72
– –
GLO
4755
Clough Global Opportunities Fund
GLO
$257M
$2K ﹤0.01%
200
– –
GSM icon
4756
FerroAtlántica
GSM
$865M
$2K ﹤0.01%
100
– –
HBM icon
4757
Hudbay
HBM
$12.4B
$2K ﹤0.01%
176
– –
HNRG icon
4758
Hallador Energy
HNRG
$748M
$2K ﹤0.01%
327
-668
-67% -$3.76K
HVT icon
4759
Haverty Furniture Companies
HVT
$451M
$2K ﹤0.01%
100
– –
HZO icon
4760
MarineMax
HZO
$1.15B
$2K ﹤0.01%
114
+47
+70% +$905
ICHR icon
4761
Ichor Holdings
ICHR
$2.43B
$2K ﹤0.01%
73
– –
IGC icon
4762
IGC Pharma
IGC
$27.9M
$2K ﹤0.01%
1,500
– –
IMRN
4763
Immuron
IMRN
$8.88M
$2K ﹤0.01%
+400
New +$2.11K
INVA icon
4764
Innoviva
INVA
$1.49B
$2K ﹤0.01%
136
+75
+123% +$1K
IPI icon
4765
Intrepid Potash
IPI
$508M
$2K ﹤0.01%
53
+48
+960% +$1.87K
KALA icon
4766
KALA BIO
KALA
$14.6M
– –
0
– –
LWAY icon
4767
Lifeway Foods
LWAY
$458M
$2K ﹤0.01%
200
– –
MAG
4768
DELISTED
MAG Silver
MAG
$2K ﹤0.01%
206
– –
MARA icon
4769
Marathon Digital Holdings
MARA
$3.69B
$2K ﹤0.01%
+125
New +$1.47K
MCFT icon
4770
MasterCraft Boat Holdings
MCFT
$583M
$2K ﹤0.01%
+113
New +$2.54K
NHTC icon
4771
Natural Health Trends
NHTC
$15M
$2K ﹤0.01%
100
– –
NTRA icon
4772
Natera
NTRA
$45.9B
$2K ﹤0.01%
185
+57
+45% +$616
NWG icon
4773
NatWest
NWG
$76.3B
$2K ﹤0.01%
290
-35
-11% -$280
IMDX
4774
Insight Molecular Diagnostics
IMDX
$154M
$2K ﹤0.01%
+25
New +$2.82K
OIS icon
4775
Oil States International
OIS
$534M
$2K ﹤0.01%
64
-41
-39% -$994
189 190
191
192 193

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.