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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCLD icon
4751
CareCloud
CCLD
$112M
$1K ﹤0.01%
750
– –
CETX icon
4752
Cemtrex
CETX
$4.84M
– –
0
– –
CLDX icon
4753
Celldex Therapeutics
CLDX
$3.28B
$1K ﹤0.01%
27
– –
CRNT icon
4754
Ceragon Networks
CRNT
$201M
$1K ﹤0.01%
400
– –
CVM icon
4755
CEL-SCI Corp
CVM
$30.1M
$1K ﹤0.01%
22
– –
CWST icon
4756
Casella Waste Systems
CWST
$5.69B
$1K ﹤0.01%
64
– –
DRD
4757
DRDGold
DRD
$2.05B
$1K ﹤0.01%
254
+150
+144% +$506
DRIO icon
4758
DarioHealth
DRIO
$71.2M
$1K ﹤0.01%
1
– –
EDSA icon
4759
Edesa Biotech
EDSA
$50.8M
$1K ﹤0.01%
2
– –
ERNA icon
4760
Eterna Therapeutics
ERNA
$4.91M
– –
0
– –
FBZ
4761
DELISTED
First Trust Brazil AlphaDEX Fund
FBZ
$1K ﹤0.01%
62
-11,348
-99% -$183K
FNWB icon
4762
First Northwest Bancorp
FNWB
$104M
$1K ﹤0.01%
63
-11
-15% -$174
GCO icon
4763
Genesco
GCO
$422M
$1K ﹤0.01%
43
-113
-72% -$3.19K
GSM icon
4764
FerroAtlántica
GSM
$839M
$1K ﹤0.01%
100
– –
HBCP icon
4765
Home Bancorp
HBCP
$566M
$1K ﹤0.01%
13
-1
-7% -$41
HBM icon
4766
Hudbay
HBM
$12.3B
$1K ﹤0.01%
176
-24
-12% -$181
HDG icon
4767
ProShares Hedge Replication ETF
HDG
$22.2M
$1K ﹤0.01%
+33
New +$1.47K
HDSN
4768
Hudson Technologies
HDSN
$235M
$1K ﹤0.01%
91
-365
-80% -$3.16K
HOV icon
4769
Hovnanian Enterprises
HOV
$807M
$1K ﹤0.01%
20
-120
-86% -$6.42K
HUBS icon
4770
HubSpot
HUBS
$10.5B
$1K ﹤0.01%
12
-8
-40% -$573
HZO icon
4771
MarineMax
HZO
$788M
$1K ﹤0.01%
67
– –
IGC icon
4772
IGC Pharma
IGC
$26.8M
$1K ﹤0.01%
1,500
– –
INUV icon
4773
Inuvo
INUV
$17M
$1K ﹤0.01%
60
– –
INVA icon
4774
Innoviva
INVA
$1.48B
$1K ﹤0.01%
61
-100
-62% -$1.32K
IOSP icon
4775
Innospec
IOSP
$2.28B
$1K ﹤0.01%
13
– –
189 190
191
192 193

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.