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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YTEN
4751
DELISTED
Yield10 Bioscience, Inc. Common Stock
YTEN
– –
0
– –
DBGR
4752
DELISTED
Xtrackers MSCI Germany Hedged Equity ETF
DBGR
– –
-986
Closed -$25K
CYAN
4753
DELISTED
Cyanotech Corp
CYAN
– –
-1,550
Closed -$15K
SUNW
4754
DELISTED
Sunworks, Inc.
SUNW
– –
-71
Closed -$2K
NETI
4755
DELISTED
Eneti Inc.
NETI
$0 ﹤0.01%
+3
New +$561
FRTX
4756
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
– –
0
– –
EMAN
4757
DELISTED
eMagin Corporation
EMAN
$0 ﹤0.01%
81
– –
SYNH
4758
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$0 ﹤0.01%
+3
New +$131
WTT
4759
DELISTED
Wireless Telecom Group, Inc.
WTT
$0 ﹤0.01%
300
– –
UNVR
4760
DELISTED
Univar Solutions Inc.
UNVR
$0 ﹤0.01%
+25
New +$572
MGI
4761
DELISTED
MoneyGram International, Inc. New
MGI
$0 ﹤0.01%
32
– –
ALBO
4762
DELISTED
Albireo Pharma Inc
ALBO
$0 ﹤0.01%
33
– –
RFP
4763
DELISTED
Resolute Forest Products Inc.
RFP
– –
-98
Closed -$1K
SRNE
4764
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-500
Closed -$9K
ZNH
4765
DELISTED
China Southern Airlines Company Limited
ZNH
– –
-2,799
Closed -$163K
CEA
4766
DELISTED
China Eastern Airlines
CEA
– –
-350
Closed -$15K
SMIT
4767
DELISTED
Schmitt Industries Inc
SMIT
$0 ﹤0.01%
5
– –
IMLP
4768
DELISTED
iPath S&P MLP ETN
IMLP
– –
-2,200
Closed -$59K
LFC
4769
DELISTED
China Life Insurance Company Ltd.
LFC
– –
-99
Closed -$2K
GPL
4770
DELISTED
Great Panther Mining Limited
GPL
$0 ﹤0.01%
50
– –
XENT
4771
DELISTED
Intersect ENT, Inc
XENT
$0 ﹤0.01%
+23
New +$635
HBP
4772
DELISTED
Huttig Building Products, Inc.
HBP
$0 ﹤0.01%
90
– –
MYJ
4773
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
– –
-10
Closed –
CSLT
4774
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
– –
-729
Closed -$6K
GTS
4775
DELISTED
Triple-S Management Corporation
GTS
$0 ﹤0.01%
3
– –
189 190
191
192 193

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HAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.