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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDT
4726
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$4K ﹤0.01%
3,134
+180
+6% +$291
ROX
4727
DELISTED
Castle Brands, Inc.
ROX
$4K ﹤0.01%
4,000
– –
PNTR
4728
DELISTED
Pointer Telocation Ltd.
PNTR
$4K ﹤0.01%
275
-600
-69% -$7.34K
EGI
4729
DELISTED
Entre Resources Ltd. Common Shares
EGI
$4K ﹤0.01%
11,200
– –
TETF
4730
DELISTED
ETF Industry Exposure & Financial Services ETF
TETF
$4K ﹤0.01%
200
-365
-65% -$7.16K
MXWL
4731
DELISTED
Maxwell Technologies Inc
MXWL
$4K ﹤0.01%
1,000
– –
ELLI
4732
DELISTED
Ellie Mae Inc
ELLI
$4K ﹤0.01%
47
-29
-38% -$2.98K
PLND
4733
DELISTED
VanEck Vectors Poland ETF
PLND
$4K ﹤0.01%
250
-500
-67% -$8.47K
BHBK
4734
DELISTED
Blue Hills Bancorp, Inc.
BHBK
$4K ﹤0.01%
149
-78
-34% -$1.77K
BUZ
4735
DELISTED
Buzz US Sentiment Leaders ETF
BUZ
$4K ﹤0.01%
+100
New +$3.75K
TAHO
4736
DELISTED
Tahoe Resources Inc
TAHO
$4K ﹤0.01%
1,352
-184
-12% -$713
AHL
4737
DELISTED
ASPEN Insurance Holding Limited
AHL
$4K ﹤0.01%
87
+10
+13% +$399
MITL
4738
DELISTED
Mitel Networks Corporation
MITL
$4K ﹤0.01%
385
– –
VMIN
4739
DELISTED
REX VolMAXX Short VIX Futures Strategy ETF
VMIN
$4K ﹤0.01%
1,083
-4,606
-81% -$15.1K
WIN
4740
DELISTED
Windstream Holdings Inc
WIN
$4K ﹤0.01%
971
-92,221
-99% -$417K
TVIX
4741
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
$4K ﹤0.01%
17
-153
-90% -$52.6K
VIA
4742
DELISTED
Viacom Inc. Class A
VIA
$4K ﹤0.01%
119
-2,106
-95% -$72.6K
REV
4743
DELISTED
Revlon, Inc.
REV
$4K ﹤0.01%
200
– –
HEWP
4744
DELISTED
iShares Currency Hedged MSCI Spain ETF
HEWP
$4K ﹤0.01%
181
+7
+4% +$151
ARAY icon
4745
Accuray
ARAY
$32.9M
$3K ﹤0.01%
750
-1,841
-71% -$7.26K
ASTE icon
4746
Astec Industries
ASTE
$975M
$3K ﹤0.01%
54
-57
-51% -$2.94K
AXTI icon
4747
AXT Inc
AXTI
$5.07B
$3K ﹤0.01%
450
– –
BMA icon
4748
Banco Macro
BMA
$5.14B
$3K ﹤0.01%
68
– –
BRX icon
4749
Brixmor Property Group
BRX
$9.21B
$3K ﹤0.01%
171
-1,141
-87% -$20.2K
BXC icon
4750
BlueLinx
BXC
$705M
$3K ﹤0.01%
100
– –
188 189
190
191 192

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HAM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.