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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPC icon
451
Marathon Petroleum
MPC
$90B
$3.82M 0.03%
63,874
+21,695
+51% +$1.48M
PPL
452
PPL Corp
PPL
$26.3B
$3.82M 0.03%
133,790
+15,237
+13% +$463K
DES icon
453
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$3.82M 0.03%
154,867
-4,584
-3% -$125K
FXL icon
454
First Trust Technology AlphaDEX Fund
FXL
$2.78B
$3.81M 0.03%
72,686
-29,372
-29% -$1.63M
NUE icon
455
Nucor
NUE
$62.5B
$3.81M 0.03%
72,875
+6,826
+10% +$404K
FXH icon
456
First Trust Health Care AlphaDEX Fund
FXH
$1.12B
$3.81M 0.03%
55,338
+13,367
+32% +$1.01M
VNQI icon
457
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$3.81M 0.03%
72,193
+17,091
+31% +$922K
UTF icon
458
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$3.8M 0.03%
192,295
-14,722
-7% -$317K
PKW icon
459
Invesco BuyBack Achievers ETF
PKW
$1.77B
$3.79M 0.03%
72,578
-5,866
-7% -$335K
AOM icon
460
iShares Core Moderate Allocation ETF
AOM
$1.77B
$3.73M 0.03%
104,470
+1,316
+1% +$48K
BSCM
461
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$3.72M 0.03%
180,559
+12,143
+7% +$249K
BSCJ
462
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$3.71M 0.03%
176,266
+32,147
+22% +$677K
IDU icon
463
iShares US Utilities ETF
IDU
$1.35B
$3.71M 0.03%
55,222
+29,260
+113% +$2.01M
DAL icon
464
Delta Air Lines
DAL
$58.7B
$3.69M 0.03%
74,344
+9,354
+14% +$509K
QTEC icon
465
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.75B
$3.67M 0.03%
53,902
-30,440
-36% -$2.19M
GCOW icon
466
Pacer Global Cash Cows Dividend ETF
GCOW
$3.48B
$3.66M 0.03%
128,450
+17,310
+16% +$509K
BCI icon
467
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$3.09B
$3.62M 0.03%
168,470
+47,763
+40% +$1.12M
FBT icon
468
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$3.61M 0.03%
28,768
+4,138
+17% +$566K
SPTL icon
469
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$3.59M 0.03%
102,519
+85,666
+508% +$2.86M
IYY icon
470
iShares Dow Jones US ETF
IYY
$3.07B
$3.58M 0.03%
57,582
+2,902
+5% +$195K
LAMR icon
471
Lamar Advertising Co
LAMR
$15.7B
$3.56M 0.03%
51,664
+3,754
+8% +$276K
GS icon
472
Goldman Sachs
GS
$301B
$3.56M 0.03%
21,268
-11,763
-36% -$2.37M
CFFI icon
473
C&F Financial
CFFI
$277M
$3.54M 0.03%
66,602
-1,373
-2% -$72.3K
RDS.B
474
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$3.54M 0.03%
58,898
+4,562
+8% +$291K
ORLY icon
475
O'Reilly Automotive
ORLY
$74.6B
$3.54M 0.03%
154,155
-69,105
-31% -$1.57M
17 18
19
20 21

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.