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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNY
451
Bank of New York Mellon
BNY
$107B
$3.17M 0.03%
59,576
-5,784
-9% -$304K
APU
452
DELISTED
AmeriGas Partners, L.P.
APU
$3.16M 0.03%
70,410
-1,788
-2% -$78.9K
TM icon
453
Toyota
TM
$225B
$3.16M 0.03%
26,481
+412
+2% +$46.7K
PH icon
454
Parker-Hannifin
PH
$135B
$3.15M 0.03%
18,015
-4,367
-20% -$717K
XHE icon
455
State Street SPDR S&P Health Care Equipment ETF
XHE
$165M
$3.15M 0.03%
50,129
+18,097
+56% +$1.11M
RDS.B
456
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$3.14M 0.03%
50,214
+1,152
+2% +$66.1K
TMO icon
457
Thermo Fisher Scientific
TMO
$220B
$3.12M 0.03%
16,485
+732
+5% +$133K
IEI icon
458
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$3.12M 0.03%
25,243
-17,971
-42% -$2.23M
HPQ icon
459
HP
HPQ
$27.5B
$3.11M 0.03%
155,737
+48,621
+45% +$926K
CXP
460
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$3.1M 0.03%
142,309
-13,731
-9% -$296K
PRU icon
461
Prudential Financial
PRU
$41.8B
$3.08M 0.03%
28,960
-1,360
-4% -$145K
VWOB icon
462
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.25B
$3.07M 0.03%
37,791
-723
-2% -$58.3K
ONEQ icon
463
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
$3.06M 0.03%
119,720
+59,450
+99% +$1.48M
LUV icon
464
Southwest Airlines
LUV
$23B
$3.05M 0.03%
54,376
+129
+0.2% +$7.24K
ES icon
465
Eversource Energy
ES
$27.2B
$3.04M 0.03%
50,322
+286
+0.6% +$17.6K
PHK
466
PIMCO High Income Fund
PHK
$880M
$3.04M 0.03%
364,873
-19,074
-5% -$163K
VMC icon
467
Vulcan Materials
VMC
$36.9B
$3.02M 0.03%
25,247
-2,808
-10% -$337K
OXY icon
468
Occidental Petroleum
OXY
$55.9B
$3.02M 0.03%
47,026
-7,284
-13% -$444K
BAX icon
469
Baxter International
BAX
$14.2B
$3.01M 0.03%
48,058
+4,918
+11% +$304K
AOK icon
470
iShares Core Conservative Allocation ETF
AOK
$793M
$2.99M 0.03%
86,772
+45,973
+113% +$1.57M
BIIB icon
471
Biogen
BIIB
$30.7B
$2.99M 0.03%
9,549
+544
+6% +$161K
EPS icon
472
WisdomTree US LargeCap Fund
EPS
$1.65B
$2.97M 0.03%
102,504
+45
+0% +$1.28K
CDC icon
473
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$742M
$2.97M 0.03%
66,865
+3,185
+5% +$139K
PCY icon
474
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$2.96M 0.03%
99,605
-25,449
-20% -$753K
MCK icon
475
McKesson
MCK
$101B
$2.96M 0.03%
19,271
+1,129
+6% +$176K
17 18
19
20 21

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.