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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
K
451
DELISTED
Kellanova
K
$2.27M 0.03%
31,153
-719
-2% -$55K
NGG icon
452
National Grid
NGG
$79.9B
$2.27M 0.03%
33,031
-4,098
-11% -$283K
DLS icon
453
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
$2.26M 0.03%
36,788
+5,542
+18% +$330K
EPS icon
454
WisdomTree US LargeCap Fund
EPS
$1.65B
$2.25M 0.03%
92,697
-1,587
-2% -$38.3K
ADBE icon
455
Adobe
ADBE
$109B
$2.24M 0.03%
20,660
+752
+4% +$75.5K
SCHM icon
456
Schwab US Mid-Cap ETF
SCHM
$15B
$2.23M 0.03%
153,660
+13,302
+9% +$192K
GLW icon
457
Corning
GLW
$136B
$2.22M 0.03%
93,876
+1,438
+2% +$32.1K
PSEC icon
458
Prospect Capital
PSEC
$1.15B
$2.22M 0.03%
273,817
-115,584
-30% -$954K
IYM icon
459
iShares US Basic Materials ETF
IYM
$1.03B
$2.22M 0.03%
27,860
-255
-0.9% -$20.2K
FXU icon
460
First Trust Utilities AlphaDEX Fund
FXU
$815M
$2.22M 0.03%
85,463
+17,535
+26% +$468K
FXD icon
461
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$274M
$2.22M 0.03%
62,212
+7,097
+13% +$252K
FEN
462
DELISTED
First Trust Energy Income and Growth Fund
FEN
$2.21M 0.03%
81,662
+8,587
+12% +$220K
NCZ
463
Virtus Convertible & Income Fund II
NCZ
$305M
$2.21M 0.03%
93,212
+16,069
+21% +$369K
EVF
464
Eaton Vance Senior Income Trust
EVF
$91.6M
$2.2M 0.03%
342,137
-113
-0% -$703
CINF icon
465
Cincinnati Financial
CINF
$26.7B
$2.19M 0.03%
29,068
+5,153
+22% +$390K
SXT icon
466
Sensient Technologies
SXT
$5.51B
$2.19M 0.03%
28,874
+20,727
+254% +$1.52M
BWX icon
467
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$2.18M 0.03%
74,809
+42,703
+133% +$1.23M
STZ icon
468
Constellation Brands
STZ
$22.8B
$2.17M 0.03%
13,014
+2,731
+27% +$450K
NUE icon
469
Nucor
NUE
$62.5B
$2.16M 0.03%
43,793
+5,726
+15% +$291K
SDIV icon
470
Global X SuperDividend ETF
SDIV
$1.22B
$2.16M 0.03%
33,488
+2,198
+7% +$141K
JQC icon
471
Nuveen Credit Strategies Income Fund
JQC
$712M
$2.15M 0.03%
253,113
+16,974
+7% +$142K
VLO icon
472
Valero Energy
VLO
$90.7B
$2.14M 0.03%
40,328
+8,417
+26% +$449K
PDP icon
473
Invesco Dorsey Wright Momentum ETF
PDP
$1.49B
$2.14M 0.03%
50,380
+13,722
+37% +$586K
LECO icon
474
Lincoln Electric
LECO
$15.1B
$2.13M 0.03%
34,034
+47
+0.1% +$2.93K
BNY
475
Bank of New York Mellon
BNY
$108B
$2.13M 0.03%
53,306
+5,345
+11% +$213K
17 18
19
20 21

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HAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.