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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNI icon
451
Canadian National Railway
CNI
$75.7B
$1.63M 0.03%
28,758
+472
+2% +$27.5K
RSPS icon
452
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$246M
$1.62M 0.03%
76,255
+31,080
+69% +$673K
HACK icon
453
Amplify Cybersecurity ETF
HACK
$3.01B
$1.59M 0.03%
63,036
+35,582
+130% +$1.03M
RWR icon
454
State Street SPDR Dow Jones REIT ETF
RWR
$1.87B
$1.59M 0.03%
18,451
-1,691
-8% -$147K
BIIB icon
455
Biogen
BIIB
$30.6B
$1.59M 0.03%
5,451
+558
+11% +$184K
FL
456
DELISTED
Foot Locker
FL
$1.58M 0.03%
21,757
-698
-3% -$49.7K
CVA
457
DELISTED
Covanta Holding Corporation
CVA
$1.58M 0.03%
90,446
+1,210
+1% +$23.9K
FCX icon
458
Freeport-McMoran
FCX
$98.7B
$1.58M 0.03%
163,172
-48,786
-23% -$585K
ETN icon
459
Eaton
ETN
$173B
$1.57M 0.03%
30,644
-13,138
-30% -$776K
REGN icon
460
Regeneron Pharmaceuticals
REGN
$83.2B
$1.56M 0.03%
3,377
+135
+4% +$72.5K
SHW icon
461
Sherwin-Williams
SHW
$88.1B
$1.56M 0.03%
21,069
-10,044
-32% -$881K
BKNG icon
462
Booking.com
BKNG
$160B
$1.56M 0.03%
31,800
+10,600
+50% +$527K
IPAC icon
463
iShares Core MSCI Pacific ETF
IPAC
$2.74B
$1.56M 0.03%
+34,677
New +$1.69M
PID icon
464
Invesco International Dividend Achievers ETF
PID
$915M
$1.55M 0.03%
107,647
-21,011
-16% -$333K
IYT icon
465
iShares US Transportation ETF
IYT
$2.27B
$1.55M 0.03%
44,300
-5,640
-11% -$205K
XLI icon
466
State Street Industrial Select Sector SPDR ETF
XLI
$34.5B
$1.55M 0.03%
31,010
-48,644
-61% -$2.56M
BAX icon
467
Baxter International
BAX
$14.4B
$1.54M 0.03%
46,997
-37,229
-44% -$1.41M
NVO
468
Novo Nordisk
NVO
$209B
$1.54M 0.03%
56,774
-25,696
-31% -$728K
WPC icon
469
W.P. Carey
WPC
$16.1B
$1.53M 0.03%
27,215
-6,396
-19% -$372K
HUM icon
470
Humana
HUM
$46.3B
$1.53M 0.03%
8,556
+598
+8% +$111K
PEJ icon
471
Invesco Leisure and Entertainment ETF
PEJ
$306M
$1.51M 0.03%
42,474
+23,707
+126% +$874K
K
472
DELISTED
Kellanova
K
$1.51M 0.03%
24,172
-76
-0.3% -$4.74K
ELV icon
473
Elevance Health
ELV
$86.2B
$1.51M 0.03%
10,802
-6,461
-37% -$971K
URI icon
474
United Rentals
URI
$70.8B
$1.5M 0.03%
24,947
-7,440
-23% -$516K
JCI icon
475
Johnson Controls International
JCI
$91.3B
$1.49M 0.03%
34,507
+2,703
+8% +$125K
17 18
19
20 21

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HAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.