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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTD
4701
DELISTED
FTD Companies, Inc. Common Stock
FTD
$4K ﹤0.01%
2,342
+1,722
+278% +$3.66K
PLND
4702
DELISTED
VanEck Vectors Poland ETF
PLND
$4K ﹤0.01%
254
+4
+2% +$65
CELP
4703
DELISTED
Cypress Environmental Partners, L.P.
CELP
$4K ﹤0.01%
800
-6,000
-88% -$38.9K
JO
4704
DELISTED
iPath Series B Bloomberg Coffee Subindex Total ReturnSM ETN
JO
$4K ﹤0.01%
+100
New +$4.14K
SPN
4705
DELISTED
Superior Energy Services, Inc.
SPN
$4K ﹤0.01%
90
+23
+34% +$1.6K
AAN.A
4706
DELISTED
The Aaron's Company Inc Class A
AAN.A
$4K ﹤0.01%
87
– –
ACU icon
4707
Acme United Corp
ACU
$233M
$3K ﹤0.01%
210
– –
AGNG icon
4708
Global X Aging Population ETF
AGNG
$89.8M
$3K ﹤0.01%
175
– –
AMC icon
4709
AMC Entertainment Holdings
AMC
$2.35B
$3K ﹤0.01%
28
+17
+155% +$2.78K
AMKR icon
4710
Amkor Technology
AMKR
$14.3B
$3K ﹤0.01%
515
-190
-27% -$1.25K
ASUR icon
4711
Asure Software
ASUR
$251M
$3K ﹤0.01%
597
– –
BCRX icon
4712
BioCryst Pharmaceuticals
BCRX
$2.51B
$3K ﹤0.01%
389
-100
-20% -$778
BE icon
4713
Bloom Energy
BE
$69.6B
$3K ﹤0.01%
327
+32
+11% +$618
BELFB
4714
Bel Fuse Inc Class B
BELFB
$4.13B
$3K ﹤0.01%
150
– –
BSRR icon
4715
Sierra Bancorp
BSRR
$532M
$3K ﹤0.01%
125
– –
BV icon
4716
BrightView Holdings
BV
$1.08B
$3K ﹤0.01%
300
– –
BWEN icon
4717
Broadwind
BWEN
$125M
$3K ﹤0.01%
2,000
-2,000
-50% -$3.57K
CEVA icon
4718
CEVA Inc
CEVA
$855M
$3K ﹤0.01%
133
+73
+122% +$1.83K
CEW
4719
WisdomTree Emerging Currency Strategy Fund
CEW
$17.8M
$3K ﹤0.01%
+141
New +$2.57K
CLRB icon
4720
Cellectar Biosciences
CLRB
$19.8M
$3K ﹤0.01%
+6
New +$4.27K
CLSD
4721
DELISTED
Clearside Biomedical
CLSD
$3K ﹤0.01%
160
– –
CNVS icon
4722
Cineverse
CNVS
$68.2M
$3K ﹤0.01%
+250
New +$4.31K
CSV icon
4723
Carriage Services
CSV
$555M
$3K ﹤0.01%
197
+21
+12% +$368
CTXR icon
4724
Citius Pharmaceuticals
CTXR
$20.1M
$3K ﹤0.01%
120
– –
CVLG icon
4725
Covenant Logistics
CVLG
$880M
$3K ﹤0.01%
310
– –
187 188
189
190 191

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.