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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTI icon
4701
W&T Offshore
WTI
$546M
$4K ﹤0.01%
461
-385
-46% -$2.79K
XSW icon
4702
State Street SPDR S&P Software & Services ETF
XSW
$515M
$4K ﹤0.01%
40
-488
-92% -$42.7K
TBRG
4703
DELISTED
TruBridge
TBRG
$4K ﹤0.01%
156
-51
-25% -$1.49K
GRDX
4704
GridAI Technologies Corp
GRDX
$26.8M
– –
0
– –
NPKI
4705
NPK International
NPKI
$1.18B
$4K ﹤0.01%
360
– –
SP
4706
DELISTED
SP Plus Corporation
SP
$4K ﹤0.01%
124
-114
-48% -$4.39K
CBAY
4707
DELISTED
Cymabay Therapeutics
CBAY
$4K ﹤0.01%
360
+60
+20% +$745
SCU
4708
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$4K ﹤0.01%
300
-2
-0.7% -$38
TA
4709
DELISTED
TravelCenters of America LLC
TA
$4K ﹤0.01%
129
-86
-40% -$1.96K
TMDI
4710
DELISTED
Titan Medical Inc. Ordinary Shares
TMDI
$4K ﹤0.01%
+1,985
New +$5.62K
IVC
4711
DELISTED
Invacare Corporation
IVC
$4K ﹤0.01%
300
– –
RJZ
4712
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Metals Total Return
RJZ
$4K ﹤0.01%
450
– –
BKEP
4713
DELISTED
Blueknight Energy Partners L.P.
BKEP
$4K ﹤0.01%
2,064
+119
+6% +$327
MTOR
4714
DELISTED
MERITOR, Inc.
MTOR
$4K ﹤0.01%
212
-3,229
-94% -$67.8K
XENT
4715
DELISTED
Intersect ENT, Inc
XENT
$4K ﹤0.01%
+124
New +$3.73K
QTS
4716
DELISTED
QTS REALTY TRUST, INC.
QTS
$4K ﹤0.01%
92
+35
+61% +$1.53K
PS
4717
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
$4K ﹤0.01%
+122
New +$3.59K
ARA
4718
DELISTED
American Renal Associates Holdings, Inc
ARA
$4K ﹤0.01%
193
-30
-13% -$568
MCEP
4719
DELISTED
Mid-Con Energy Partners, LP
MCEP
$4K ﹤0.01%
138
– –
FRAN
4720
DELISTED
Francesca's Holdings Corporation
FRAN
$4K ﹤0.01%
83
– –
GPOR
4721
DELISTED
Gulfport Energy Corp.
GPOR
$4K ﹤0.01%
430
-476
-53% -$5.46K
TECD
4722
DELISTED
Tech Data Corp
TECD
$4K ﹤0.01%
53
-158
-75% -$12.8K
FTSI
4723
DELISTED
FTS International, Inc. Common Stock
FTSI
$4K ﹤0.01%
+15
New +$3.57K
IPHS
4724
DELISTED
Innophos Holdings, Inc.
IPHS
$4K ﹤0.01%
89
-29
-25% -$1.32K
FTVA
4725
DELISTED
Aptus Fortified Value ETF
FTVA
$4K ﹤0.01%
+150
New +$4.34K
187 188
189
190 191

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.