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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAXR
4701
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$3K ﹤0.01%
+49
New +$3.1K
OIG
4702
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
$3K ﹤0.01%
25
– –
CLVS
4703
DELISTED
Clovis Oncology, Inc.
CLVS
$3K ﹤0.01%
50
-114
-70% -$7.97K
NBEV
4704
DELISTED
NewAge, Inc. Common Stock (Delaware)
NBEV
$3K ﹤0.01%
1,500
– –
CNR
4705
DELISTED
Cornerstone Building Brands, Inc.
CNR
$3K ﹤0.01%
143
+110
+333% +$1.85K
MBII
4706
DELISTED
Marrone Bio Innovations, Inc.
MBII
$3K ﹤0.01%
2,850
– –
VRS
4707
DELISTED
Verso Corporation
VRS
$3K ﹤0.01%
+197
New +$1.88K
MRLN
4708
DELISTED
Marlin Business Services Corp
MRLN
$3K ﹤0.01%
113
– –
ECHO
4709
DELISTED
Echo Global Logistics, Inc.
ECHO
$3K ﹤0.01%
+119
New +$2.85K
XONE
4710
DELISTED
The ExOne Company
XONE
$3K ﹤0.01%
364
-1,448
-80% -$15.3K
EHT
4711
DELISTED
Eaton Vance 2021 Target Term Trust
EHT
$3K ﹤0.01%
300
– –
CEL
4712
DELISTED
Cellcom Israel, Ltd.
CEL
$3K ﹤0.01%
250
– –
GPOR
4713
DELISTED
Gulfport Energy Corp.
GPOR
$3K ﹤0.01%
201
-238
-54% -$3.17K
GFY
4714
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$3K ﹤0.01%
168
– –
TUES
4715
DELISTED
Tuesday Morning Corp
TUES
$3K ﹤0.01%
1,050
+550
+110% +$1.55K
EUMF
4716
DELISTED
WisdomTree Europe Multifactor Fund
EUMF
$3K ﹤0.01%
101
+1
+1% +$32
SDT
4717
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$3K ﹤0.01%
2,838
+87
+3% +$101
MITL
4718
DELISTED
Mitel Networks Corporation
MITL
$3K ﹤0.01%
385
– –
KLDX
4719
DELISTED
KLONDEX MINES LTD
KLDX
$3K ﹤0.01%
1,200
– –
DYN
4720
DELISTED
Dynegy, Inc.
DYN
$3K ﹤0.01%
275
– –
AOI
4721
DELISTED
Alliance One International
AOI
$3K ﹤0.01%
230
– –
JHME
4722
DELISTED
John Hancock Multifactor Energy ETF
JHME
$3K ﹤0.01%
+100
New +$2.8K
GSH
4723
DELISTED
Guangshen Railway Co. Ltd
GSH
$3K ﹤0.01%
101
– –
VVUS
4724
DELISTED
Vivus Inc
VVUS
$3K ﹤0.01%
445
– –
LAQ
4725
DELISTED
Aberdeen Latin America Equity Fund
LAQ
$3K ﹤0.01%
+122
New +$3.28K
187 188
189
190 191

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.