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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMNX
4701
DELISTED
Luminex Corp
LMNX
$2K ﹤0.01%
91
+20
+28% +$398
TPCO
4702
DELISTED
Tribune Publishing Company Common Stock
TPCO
$2K ﹤0.01%
135
+120
+800% +$1.6K
ZAGG
4703
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$2K ﹤0.01%
100
– –
CEL
4704
DELISTED
Cellcom Israel, Ltd.
CEL
$2K ﹤0.01%
250
– –
JCAP
4705
DELISTED
Jernigan Capital, Inc.
JCAP
$2K ﹤0.01%
100
– –
TUES
4706
DELISTED
Tuesday Morning Corp
TUES
$2K ﹤0.01%
500
– –
QHC
4707
DELISTED
Quorum Health Corporation
QHC
$2K ﹤0.01%
324
– –
OMN
4708
DELISTED
OMNOVA Solutions Inc.
OMN
$2K ﹤0.01%
147
– –
DPLO
4709
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
$2K ﹤0.01%
75
+20
+36% +$338
GNMX
4710
DELISTED
Aevi Genomic Medicine Inc
GNMX
$2K ﹤0.01%
947
+500
+112% +$639
ENFC
4711
DELISTED
Entegra Financial Corp.
ENFC
$2K ﹤0.01%
68
– –
SFLY
4712
DELISTED
Shutterfly, Inc.
SFLY
$2K ﹤0.01%
46
-16
-26% -$753
TRK
4713
DELISTED
Speedway Motorsports, Inc.
TRK
$2K ﹤0.01%
100
– –
MELR
4714
DELISTED
Melrose Bancorp, Inc.
MELR
$2K ﹤0.01%
+100
New +$1.83K
HF
4715
DELISTED
HFF Inc.
HF
$2K ﹤0.01%
49
– –
RDC
4716
DELISTED
Rowan Companies Plc
RDC
$2K ﹤0.01%
204
-97
-32% -$1.04K
LOXO
4717
DELISTED
Loxo Oncology, Inc
LOXO
$2K ﹤0.01%
+20
New +$1.55K
ESND
4718
DELISTED
Essendant Inc.
ESND
$2K ﹤0.01%
+136
New +$1.72K
PHH
4719
DELISTED
PHH Corporation
PHH
$2K ﹤0.01%
134
– –
AVHI
4720
DELISTED
A V Homes, Inc.
AVHI
$2K ﹤0.01%
+102
New +$1.71K
XCRA
4721
DELISTED
Xcerra Corporation
XCRA
$2K ﹤0.01%
200
– –
GST
4722
DELISTED
Gastar Exploration Inc.
GST
$2K ﹤0.01%
1,688
+588
+53% +$438
ANTH
4723
DELISTED
Anthera Pharmaceuticals, Inc.
ANTH
$2K ﹤0.01%
1,500
– –
ACFC
4724
DELISTED
Atlantic Coast Financial Corporation
ACFC
$2K ﹤0.01%
200
– –
CHUBK
4725
DELISTED
CommerceHub, Inc. Series C Common Stock
CHUBK
$2K ﹤0.01%
118
-23
-16% -$452
187 188
189
190 191

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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.