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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLGEA icon
4701
Village Super Market
VLGEA
$622M
$1K ﹤0.01%
29
+17
+142% +$552
VPG icon
4702
Vishay Precision Group
VPG
$880M
$1K ﹤0.01%
65
– –
VTOL icon
4703
Bristow Group
VTOL
$1.38B
$1K ﹤0.01%
+23
New +$502
WLY icon
4704
John Wiley & Sons Class A
WLY
$2.57B
$1K ﹤0.01%
13
– –
WSBF icon
4705
Waterstone Financial
WSBF
$375M
$1K ﹤0.01%
+63
New +$1.11K
WWR icon
4706
Westwater Resources
WWR
$76.6M
$1K ﹤0.01%
8
– –
ZTO icon
4707
ZTO Express
ZTO
$17.7B
$1K ﹤0.01%
+70
New +$1.01K
AIFU
4708
AIFU Inc
AIFU
$220M
– –
0
– –
VSA
4709
VisionSys AI
VSA
$10.5M
– –
0
– –
CTLT
4710
DELISTED
CATALENT, INC.
CTLT
$1K ﹤0.01%
46
– –
PRFT
4711
DELISTED
Perficient Inc
PRFT
$1K ﹤0.01%
70
-77
-52% -$1.41K
ALIM
4712
DELISTED
Alimera Sciences
ALIM
$1K ﹤0.01%
+67
New +$1.23K
MMAT
4713
DELISTED
Meta Materials Inc. Common Stock
MMAT
$1K ﹤0.01%
6
– –
OSG
4714
DELISTED
Overseas Shipholding Group Inc.
OSG
$1K ﹤0.01%
363
+156
+75% +$1.14K
AAU
4715
DELISTED
Almaden Minerals Ltd
AAU
$1K ﹤0.01%
900
– –
DMK
4716
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
$1K ﹤0.01%
+5
New +$1K
MRTX
4717
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$1K ﹤0.01%
273
– –
CGRN
4718
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$1K ﹤0.01%
204
-550
-73% -$5.38K
AMRS
4719
DELISTED
Amyris Inc.
AMRS
$1K ﹤0.01%
133
– –
BIOC
4720
DELISTED
Biocept, Inc.
BIOC
– –
0
– –
CSII
4721
DELISTED
Cardiovascular Systems, Inc.
CSII
$1K ﹤0.01%
30
– –
CNCE
4722
DELISTED
Concert Pharmaceuticals, Inc.
CNCE
$1K ﹤0.01%
142
– –
ALBO
4723
DELISTED
Albireo Pharma Inc
ALBO
$1K ﹤0.01%
33
– –
PTNR
4724
DELISTED
Partner Communications
PTNR
$1K ﹤0.01%
311
– –
SPNE
4725
DELISTED
SeaSpine Holdings Corporation Common Stock
SPNE
$1K ﹤0.01%
100
– –
187 188
189
190 191

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HAM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.