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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.32%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.26B
AUM Growth
+$578M
Cap. Flow
+$414M
Cap. Flow %
6.61%
Top 10 Hldgs %
13.79%
Holding
5,111
New
226
Increased
2,179
Reduced
1,427
Closed
197

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$55.8M
2
HDV
iShares Core High Dividend ETF
HDV
+$26.1M
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$19.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.5M
5
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$15.6M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$23.5M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$14.8M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$11.5M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$10.8M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$10.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.63%
2 Financials 5.21%
3 Industrials 4.96%
4 Technology 4.7%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTK
4701
DELISTED
Rentech, Inc.
RTK
$1K ﹤0.01%
433
– –
CIFC
4702
DELISTED
CIFC LLC Common Shares
CIFC
$1K ﹤0.01%
130
– –
DRII
4703
DELISTED
DIAMOND RESORTS INTL, INC
DRII
$1K ﹤0.01%
20
-676
-97% -$15.3K
QLIK
4704
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
$1K ﹤0.01%
45
-623
-93% -$18.6K
DWRE
4705
DELISTED
DEMANDWARE INC COM STK (DE)
DWRE
$1K ﹤0.01%
11
– –
RNWK
4706
DELISTED
RealNetworks Inc
RNWK
$1K ﹤0.01%
250
-75
-23% -$324
GCVRZ
4707
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$1K ﹤0.01%
5,267
+600
+13% +$103
FXCB
4708
DELISTED
FOX CHASE BANCORP INC COM STK (MD)
FXCB
$1K ﹤0.01%
61
+1
+2% +$20
PACD
4709
DELISTED
Pacific Drilling S A
PACD
$1K ﹤0.01%
154
– –
KEG
4710
DELISTED
KEY ENERGY SERVICES INC
KEG
$1K ﹤0.01%
2,500
– –
AAT
4711
American Assets Trust
AAT
$1.38B
$0 ﹤0.01%
11
-12
-52% -$482
ACHV icon
4712
Achieve Life Sciences
ACHV
$685M
– –
0
– –
ACRE
4713
Ares Commercial Real Estate
ACRE
$256M
– –
-9
Closed –
ZNB
4714
Zeta Network Group
ZNB
$2.65M
– –
0
– –
ADVM
4715
DELISTED
Adverum Biotechnologies
ADVM
– –
-43
Closed -$2K
AKBA icon
4716
Akebia Therapeutics
AKBA
$234M
$0 ﹤0.01%
59
– –
ALTO icon
4717
Alto Ingredients
ALTO
$328M
$0 ﹤0.01%
9
– –
AMSC icon
4718
American Superconductor
AMSC
$1.5B
$0 ﹤0.01%
32
-295
-90% -$2.75K
ANY icon
4719
Sphere 3D
ANY
$15.7M
– –
0
– –
ARES icon
4720
Ares Management
ARES
$31B
– –
-600
Closed -$9K
ASC icon
4721
Ardmore Shipping
ASC
$670M
$0 ﹤0.01%
+55
New +$480
ASG
4722
Liberty All-Star Growth Fund
ASG
$343M
– –
-1,409
Closed -$6K
ASPS icon
4723
Altisource Portfolio Solutions
ASPS
$63.3M
– –
-1
Closed –
ATRA icon
4724
Atara Biotherapeutics
ATRA
$77.6M
$0 ﹤0.01%
1
– –
BHR
4725
Braemar Hotels & Resorts
BHR
$139M
$0 ﹤0.01%
24
– –
187 188
189
190 191

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q2 2016 Portfolio in Review

As of Q2 2016, Ladenburg Thalmann Financial Services held 5,111 positions worth $6.26B, up 10% from $5.68B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $414M of net new capital in Q2 2016, opening 226 new positions and adding to 2,179 existing holdings. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.6% of assets, up from 5.5% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Core Dividend Growth ETF, an estimated $23.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q2 2016 buy was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell Mid-Cap Value ETF in Q2 2016, an estimated $55.8M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2016 reduction was iShares Core Dividend Growth ETF, cutting an estimated $23.5M.
  • Ladenburg Thalmann Financial Services fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $912K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $6.26B portfolio in Q2 2016.
  • Ladenburg Thalmann Financial Services opened 226 new positions and closed 197 in Q2 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $6.26B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2016, filed 15 Aug 2016.