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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBRG
4676
DELISTED
TruBridge
TBRG
$4K ﹤0.01%
156
– –
TGEN
4677
Tecogen Inc
TGEN
$125M
$4K ﹤0.01%
1,000
– –
SYRS
4678
DELISTED
Syros Pharmaceuticals, Inc. Common Stock
SYRS
$4K ﹤0.01%
65
-50
-43% -$3.8K
DSKE
4679
DELISTED
Daseke, Inc. Common Stock
DSKE
$4K ﹤0.01%
1,000
– –
MDRX
4680
DELISTED
Veradigm Inc. Common Stock
MDRX
$4K ﹤0.01%
461
+377
+449% +$4.21K
BPTH
4681
DELISTED
Bio-Path Holdings Inc
BPTH
$4K ﹤0.01%
51
– –
GPP
4682
DELISTED
Green Plains Partners LP
GPP
$4K ﹤0.01%
356
-515
-59% -$7.47K
CHS
4683
DELISTED
Chicos FAS, Inc.
CHS
$4K ﹤0.01%
630
+215
+52% +$1.5K
NM
4684
DELISTED
Navios Maritime Holdings Inc.
NM
$4K ﹤0.01%
1,300
– –
CGRN
4685
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$4K ﹤0.01%
645
– –
VYNT
4686
DELISTED
Vyant Bio, Inc. Common Stock
VYNT
$4K ﹤0.01%
117
+67
+134% +$5.65K
TMDI
4687
DELISTED
Titan Medical Inc. Ordinary Shares
TMDI
$4K ﹤0.01%
3,842
+1,857
+94% +$3.44K
ECOM
4688
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$4K ﹤0.01%
338
– –
SRGA
4689
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$4K ﹤0.01%
33
– –
HMHC
4690
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$4K ﹤0.01%
+401
New +$3.17K
CATM
4691
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$4K ﹤0.01%
157
+1
+0.6% +$30
EIDX
4692
DELISTED
Eidos Therapeutics, Inc. Common Stock
EIDX
$4K ﹤0.01%
300
– –
VQT
4693
DELISTED
iPath S&P VEQTOR ETN
VQT
$4K ﹤0.01%
28
– –
TLRD
4694
DELISTED
Tailored Brands, Inc.
TLRD
$4K ﹤0.01%
345
+50
+17% +$1.03K
TECD
4695
DELISTED
Tech Data Corp
TECD
$4K ﹤0.01%
48
-5
-9% -$380
AVP
4696
DELISTED
Avon Products, Inc.
AVP
$4K ﹤0.01%
2,154
– –
BKJ
4697
DELISTED
Bancorp of New Jersey, Inc.
BKJ
$4K ﹤0.01%
275
– –
FTVA
4698
DELISTED
Aptus Fortified Value ETF
FTVA
$4K ﹤0.01%
150
– –
AAC
4699
DELISTED
AAC Holdings
AAC
$4K ﹤0.01%
3,215
– –
EGI
4700
DELISTED
Entre Resources Ltd. Common Shares
EGI
$4K ﹤0.01%
11,200
– –
186 187
188
189 190

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HAM
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.