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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KG
4676
Kestrel Group
KG
$60.5M
$4K ﹤0.01%
70
-112
-62% -$12.1K
NX icon
4677
Quanex
NX
$981M
$4K ﹤0.01%
234
-435
-65% -$7.66K
ODC icon
4678
Oil-Dri
ODC
$1.27B
$4K ﹤0.01%
202
-220
-52% -$4.56K
PAR icon
4679
PAR Technology
PAR
$770M
$4K ﹤0.01%
+200
New +$4.18K
PARR icon
4680
Par Pacific Holdings
PARR
$4.12B
$4K ﹤0.01%
189
-409
-68% -$7.52K
PESI icon
4681
Perma-Fix Environmental Services
PESI
$381M
$4K ﹤0.01%
860
– –
PRIM icon
4682
Primoris Services
PRIM
$4.35B
$4K ﹤0.01%
163
-131
-45% -$3.43K
PRO
4683
DELISTED
PROS Holdings
PRO
$4K ﹤0.01%
+125
New +$4.7K
PRTA icon
4684
Prothena Corp
PRTA
$466M
$4K ﹤0.01%
308
-189
-38% -$2.73K
HTT
4685
High Templar Tech Ltd
HTT
$391M
$4K ﹤0.01%
830
-130
-14% -$892
QMCO icon
4686
Quantum Corp
QMCO
$973M
$4K ﹤0.01%
83
– –
RCG
4687
RENN Fund
RCG
$19.7M
$4K ﹤0.01%
2,310
– –
REVG
4688
DELISTED
REV Group
REVG
$4K ﹤0.01%
242
+1
+0.4% +$16
SBCF icon
4689
Seacoast Banking Corp of Florida
SBCF
$3.48B
$4K ﹤0.01%
139
+99
+248% +$3.07K
SPNS
4690
DELISTED
Sapiens International
SPNS
$4K ﹤0.01%
304
– –
SPPP
4691
Sprott Physical Platinum and Palladium Trust
SPPP
$602M
$4K ﹤0.01%
500
– –
SPXS icon
4692
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$327M
$4K ﹤0.01%
2
+1
+100% +$2.3K
SSKN
4693
DELISTED
Strata Skin Sciences
SSKN
$4K ﹤0.01%
+100
New +$2.46K
STC icon
4694
Stewart Information Services
STC
$2.07B
$4K ﹤0.01%
96
– –
SXI icon
4695
Standex International
SXI
$3.97B
$4K ﹤0.01%
41
-84
-67% -$8.94K
TENB icon
4696
Tenable Holdings
TENB
$4.41B
$4K ﹤0.01%
+99
New +$3.29K
TMV icon
4697
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
$192M
$4K ﹤0.01%
80
– –
TTSH
4698
DELISTED
Tile Shop Holdings
TTSH
$4K ﹤0.01%
550
– –
VLT icon
4699
Invesco High Income Trust II
VLT
$65.9M
$4K ﹤0.01%
306
-1,000
-77% -$13.6K
WLY icon
4700
John Wiley & Sons Class A
WLY
$2.63B
$4K ﹤0.01%
63
-94
-60% -$5.85K
186 187
188
189 190

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.