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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCSC icon
4676
Scansource
SCSC
$1.1B
$3K ﹤0.01%
73
+26
+55% +$1.01K
SE icon
4677
Sea Limited
SE
$70.3B
$3K ﹤0.01%
+254
New +$3.47K
SPXS icon
4678
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$332M
$3K ﹤0.01%
1
– –
STAA icon
4679
STAAR Surgical
STAA
$1.25B
$3K ﹤0.01%
220
– –
STN icon
4680
Stantec
STN
$8.35B
$3K ﹤0.01%
102
– –
STRA icon
4681
Strategic Education
STRA
$1.84B
$3K ﹤0.01%
36
– –
TAC icon
4682
TransAlta
TAC
$3.88B
$3K ﹤0.01%
530
– –
TPST icon
4683
Tempest Therapeutics
TPST
$16.6M
$3K ﹤0.01%
+1
New +$4.2K
TRC icon
4684
Tejon Ranch
TRC
$445M
$3K ﹤0.01%
121
-4
-3% -$82
TRMK icon
4685
Trustmark
TRMK
$2.75B
$3K ﹤0.01%
103
– –
UEC icon
4686
Uranium Energy
UEC
$5.63B
$3K ﹤0.01%
1,400
+1,000
+250% +$1.41K
ULVM icon
4687
VictoryShares US Value Momentum ETF
ULVM
$269M
$3K ﹤0.01%
+50
New +$2.56K
UTSI icon
4688
UTStarcom
UTSI
$23M
$3K ﹤0.01%
119
– –
VEON icon
4689
VEON
VEON
$3.87B
$3K ﹤0.01%
34
-2
-6% -$196
VOC icon
4690
VOC Energy
VOC
$54.1M
$3K ﹤0.01%
500
-2,000
-80% -$8.58K
VPG icon
4691
Vishay Precision Group
VPG
$864M
$3K ﹤0.01%
124
+35
+39% +$885
TGEN
4692
Tecogen Inc
TGEN
$116M
$3K ﹤0.01%
1,000
– –
ENZ
4693
DELISTED
Enzo Biochem, Inc.
ENZ
$3K ﹤0.01%
386
– –
HAYN
4694
DELISTED
Haynes International, Inc.
HAYN
$3K ﹤0.01%
100
-250
-71% -$8.52K
CBH
4695
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$3K ﹤0.01%
300
-600
-67% -$5.63K
GENE
4696
DELISTED
Genetic Technologies Ltd.
GENE
$3K ﹤0.01%
138
– –
AYX
4697
DELISTED
Alteryx Inc
AYX
$3K ﹤0.01%
99
– –
NM.PRH
4698
DELISTED
NAVIOS MARITIME HOLDNGS INC. 8.625% SER H
NM.PRH
$3K ﹤0.01%
200
-300
-60% -$4.79K
CTG
4699
DELISTED
Computer Task Group, Inc.
CTG
$3K ﹤0.01%
560
– –
FDEU
4700
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$3K ﹤0.01%
183
– –
186 187
188
189 190

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.