We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TATT icon
4676
TAT Technologies
TATT
$487M
$2K ﹤0.01%
+200
New +$2.14K
TDOC icon
4677
Teladoc Health
TDOC
$1.3B
$2K ﹤0.01%
58
– –
TRX icon
4678
TRX Gold Corp
TRX
$347M
$2K ﹤0.01%
4,400
-5,825
-57% -$2.43K
URG
4679
Ur-Energy
URG
$556M
$2K ﹤0.01%
3,000
– –
VPG icon
4680
Vishay Precision Group
VPG
$886M
$2K ﹤0.01%
89
+1
+1% +$20
VRA icon
4681
Vera Bradley
VRA
$97.5M
$2K ﹤0.01%
173
– –
WK icon
4682
Workiva
WK
$3.6B
$2K ﹤0.01%
72
– –
XWEL icon
4683
XWELL
XWEL
$8.22M
$2K ﹤0.01%
1
– –
IRD
4684
Opus Genetics
IRD
$308M
$2K ﹤0.01%
19
+11
+138% +$1.19K
MAGN
4685
Magnera Corp
MAGN
$457M
$2K ﹤0.01%
8
– –
ENFY
4686
DELISTED
Enlightify Inc
ENFY
$2K ﹤0.01%
146
– –
ITCI
4687
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$2K ﹤0.01%
150
– –
BIOL
4688
DELISTED
Biolase, Inc.
BIOL
– –
0
– –
GENE
4689
DELISTED
Genetic Technologies Ltd.
GENE
$2K ﹤0.01%
138
– –
VIA
4690
DELISTED
Via Renewables, Inc. Class A Common Stock
VIA
$2K ﹤0.01%
30
– –
AYX
4691
DELISTED
Alteryx Inc
AYX
$2K ﹤0.01%
99
– –
DMK
4692
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
$2K ﹤0.01%
6
+1
+20% +$355
LTRPA
4693
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$2K ﹤0.01%
194
– –
ECOM
4694
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$2K ﹤0.01%
+200
New +$2.17K
ISBC
4695
DELISTED
Investors Bancorp, Inc.
ISBC
$2K ﹤0.01%
166
– –
PCOM
4696
DELISTED
Points.com Inc. Common Shares
PCOM
$2K ﹤0.01%
200
– –
ATH
4697
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$2K ﹤0.01%
37
-475
-93% -$24.6K
INOV
4698
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
$2K ﹤0.01%
115
– –
CNBKA
4699
DELISTED
Century Bancorp Inc/Mass
CNBKA
$2K ﹤0.01%
21
– –
ALSK
4700
DELISTED
Alaska Communications Systems
ALSK
$2K ﹤0.01%
1,000
-150
-13% -$334
186 187
188
189 190

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.