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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYKE
4676
DELISTED
SYKES Enterprises Inc
SYKE
$1K ﹤0.01%
18
-64
-78% -$1.9K
AEGN
4677
DELISTED
Aegion Corp
AEGN
$1K ﹤0.01%
50
– –
RP
4678
DELISTED
RealPage, Inc.
RP
$1K ﹤0.01%
24
– –
SYNC
4679
DELISTED
Synacor, Inc.
SYNC
$1K ﹤0.01%
300
– –
ZAGG
4680
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$1K ﹤0.01%
100
– –
VRTU
4681
DELISTED
Virtusa Corporation
VRTU
$1K ﹤0.01%
+37
New +$948
BITA
4682
DELISTED
Bitauto Holdings Limited
BITA
$1K ﹤0.01%
50
– –
IMMU
4683
DELISTED
Immunomedics Inc
IMMU
$1K ﹤0.01%
200
– –
ECT
4684
DELISTED
ECA Marcellus Trust 1 Interest
ECT
$1K ﹤0.01%
300
+100
+50% +$213
AVH
4685
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$1K ﹤0.01%
156
-47
-23% -$306
DERM
4686
DELISTED
Dermira, Inc.
DERM
$1K ﹤0.01%
25
– –
PKD
4687
DELISTED
Parker Drilling Company
PKD
$1K ﹤0.01%
45
– –
LOR
4688
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$1K ﹤0.01%
124
– –
BRSS
4689
DELISTED
Global Brass & Copper Hldgs, Inc
BRSS
$1K ﹤0.01%
38
-129
-77% -$3.67K
HF
4690
DELISTED
HFF Inc.
HF
$1K ﹤0.01%
+47
New +$1.3K
STBZ
4691
DELISTED
State Bank Financial Corporation. Common Stock
STBZ
$1K ﹤0.01%
36
– –
EOCC
4692
DELISTED
Enel Generacion Chile S.A.
EOCC
$1K ﹤0.01%
56
– –
DWCH
4693
DELISTED
Datawatch Corp
DWCH
$1K ﹤0.01%
100
– –
JONE
4694
DELISTED
Jones Energy, Inc.
JONE
$1K ﹤0.01%
11
– –
SNMX
4695
DELISTED
Senomyx, Inc.
SNMX
$1K ﹤0.01%
260
– –
SHLDW
4696
DELISTED
Sears Holdings Corporation - Warrant
SHLDW
$1K ﹤0.01%
+158
New +$649
BTX.WS
4697
DELISTED
BioTime Inc Warrants (Expiring October 1, 2018)
BTX.WS
$1K ﹤0.01%
1,499
-549
-27% -$275
GST
4698
DELISTED
Gastar Exploration Inc.
GST
$1K ﹤0.01%
1,200
– –
COTV
4699
DELISTED
Cotiviti Holdings, Inc.
COTV
$1K ﹤0.01%
33
– –
ACFC
4700
DELISTED
Atlantic Coast Financial Corporation
ACFC
$1K ﹤0.01%
200
– –
186 187
188
189 190

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HAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.