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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BELFB
4651
Bel Fuse Inc Class B
BELFB
$4.13B
$4K ﹤0.01%
+150
New +$3.74K
BSRR icon
4652
Sierra Bancorp
BSRR
$532M
$4K ﹤0.01%
125
– –
CSV icon
4653
Carriage Services
CSV
$555M
$4K ﹤0.01%
176
+2
+1% +$47
CVV icon
4654
CVD Equipment Corp
CVV
$52.1M
$4K ﹤0.01%
600
– –
DFIN icon
4655
Donnelley Financial Solutions
DFIN
$1.22B
$4K ﹤0.01%
223
-343
-61% -$6.78K
DNLI icon
4656
Denali Therapeutics
DNLI
$3.97B
$4K ﹤0.01%
+200
New +$3.31K
DRN icon
4657
Direxion Daily Real Estate Bull 3X ETF
DRN
$45M
$4K ﹤0.01%
201
-3,164
-94% -$71.3K
DXPE icon
4658
DXP Enterprises
DXPE
$3B
$4K ﹤0.01%
105
– –
EDOG icon
4659
ALPS Emerging Sector Dividend Dogs ETF
EDOG
$29.5M
$4K ﹤0.01%
+200
New +$4.3K
ENVA icon
4660
Enova International
ENVA
$6.52B
$4K ﹤0.01%
169
-1,663
-91% -$56.7K
ESI icon
4661
Element Solutions
ESI
$9.51B
$4K ﹤0.01%
340
-983
-74% -$12.3K
GIC icon
4662
Global Industrial
GIC
$1.49B
$4K ﹤0.01%
130
-2,183
-94% -$82.7K
GILT icon
4663
Gilat Satellite Networks
GILT
$886M
$4K ﹤0.01%
500
– –
GTN icon
4664
Gray Television
GTN
$520M
$4K ﹤0.01%
200
– –
HCI icon
4665
HCI Group
HCI
$2.32B
$4K ﹤0.01%
100
-74
-43% -$3.06K
HLX icon
4666
Helix Energy Solutions
HLX
$1.49B
$4K ﹤0.01%
400
– –
EUHY
4667
iShares Euro High Yield Corporate Bond USD Hedged ETF
EUHY
$246M
$4K ﹤0.01%
78
-253
-76% -$13.3K
JACK icon
4668
Jack in the Box
JACK
$358M
$4K ﹤0.01%
50
-348
-87% -$30.1K
JYNT icon
4669
The Joint Corp
JYNT
$119M
$4K ﹤0.01%
500
-400
-44% -$3.38K
KARS icon
4670
KraneShares Electric Vehicles and Future Mobility Index ETF
KARS
$80.9M
$4K ﹤0.01%
160
– –
KW
4671
DELISTED
Kennedy-Wilson Holdings
KW
$4K ﹤0.01%
185
+19
+11% +$407
LARK icon
4672
Landmark Bancorp
LARK
$197M
$4K ﹤0.01%
+208
New +$4.06K
LODE icon
4673
Comstock
LODE
$261M
$4K ﹤0.01%
517
– –
LSAK icon
4674
Lesaka Technologies
LSAK
$414M
$4K ﹤0.01%
510
– –
MG icon
4675
Mistras Group
MG
$584M
$4K ﹤0.01%
200
– –
185 186
187
188 189

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.