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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICHR icon
4651
Ichor Holdings
ICHR
$2.56B
$2K ﹤0.01%
+73
New +$1.6K
III icon
4652
Information Services Group
III
$251M
$2K ﹤0.01%
517
– –
INOD icon
4653
Innodata
INOD
$2.04B
$2K ﹤0.01%
1,000
– –
KB icon
4654
KB Financial Group
KB
$43.5B
$2K ﹤0.01%
+31
New +$1.55K
KNDI
4655
Kandi Technologies Group
KNDI
$65.5M
$2K ﹤0.01%
280
– –
LEE icon
4656
Lee Enterprises
LEE
$182M
$2K ﹤0.01%
75
– –
LWAY icon
4657
Lifeway Foods
LWAY
$481M
$2K ﹤0.01%
200
– –
MAG
4658
DELISTED
MAG Silver
MAG
$2K ﹤0.01%
206
+200
+3,333% +$2.53K
MATV icon
4659
Mativ Holdings
MATV
$711M
$2K ﹤0.01%
59
– –
MDGL icon
4660
Madrigal Pharmaceuticals
MDGL
$11.8B
$2K ﹤0.01%
52
– –
MGF
4661
Aberdeen Government Markets Income Fund
MGF
$92.2M
$2K ﹤0.01%
+465
New +$2.3K
MTR
4662
Mesa Royalty Trust
MTR
$5.33M
$2K ﹤0.01%
100
– –
MYRG icon
4663
MYR Group
MYRG
$5.25B
$2K ﹤0.01%
71
– –
NHTC icon
4664
Natural Health Trends
NHTC
$14.8M
$2K ﹤0.01%
100
– –
NNVC icon
4665
NanoViricides
NNVC
$36.2M
$2K ﹤0.01%
75
+25
+50% +$671
NRT
4666
North European Oil Royalty Trust
NRT
$81M
$2K ﹤0.01%
300
-204
-40% -$1.33K
NTGR icon
4667
NETGEAR
NTGR
$635M
$2K ﹤0.01%
+50
New +$2.32K
NTRA icon
4668
Natera
NTRA
$46.4B
$2K ﹤0.01%
128
– –
PARR icon
4669
Par Pacific Holdings
PARR
$3.32B
$2K ﹤0.01%
85
– –
PDFS icon
4670
PDF Solutions
PDFS
$2.07B
$2K ﹤0.01%
160
– –
PROV icon
4671
Provident Financial
PROV
$112M
$2K ﹤0.01%
115
-16
-12% -$307
SCSC icon
4672
Scansource
SCSC
$1.12B
$2K ﹤0.01%
47
+28
+147% +$1.1K
SNDA icon
4673
Sonida Senior Living
SNDA
$1.91B
$2K ﹤0.01%
10
– –
SNOA icon
4674
Sonoma Pharmaceuticals
SNOA
$6.89M
$2K ﹤0.01%
2
+1
+100% +$1.08K
SRI icon
4675
Stoneridge
SRI
$213M
$2K ﹤0.01%
100
-100
-50% -$1.66K
185 186
187
188 189

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.