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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KNSL icon
4651
Kinsale Capital Group
KNSL
$8.58B
$1K ﹤0.01%
+30
New +$795
KRNY icon
4652
Kearny Financial
KRNY
$604M
$1K ﹤0.01%
+53
New +$778
LCTX icon
4653
Lineage Cell Therapeutics
LCTX
$278M
$1K ﹤0.01%
457
-486
-52% -$1.49K
LE icon
4654
Lands' End
LE
$403M
$1K ﹤0.01%
81
+18
+29% +$294
LILA icon
4655
Liberty Latin America Class A
LILA
$1.67B
$1K ﹤0.01%
78
+1
+1% +$15
LSTA icon
4656
Lisata Therapeutics
LSTA
$11.1M
$1K ﹤0.01%
19
– –
LXFR icon
4657
Luxfer Holdings
LXFR
$458M
$1K ﹤0.01%
131
– –
MANU icon
4658
Manchester United
MANU
$3.77B
$1K ﹤0.01%
130
– –
MDGL icon
4659
Madrigal Pharmaceuticals
MDGL
$12.3B
$1K ﹤0.01%
80
– –
MESO
4660
Mesoblast
MESO
$2.2B
$1K ﹤0.01%
115
– –
MLP icon
4661
Maui Land & Pineapple Co
MLP
$323M
$1K ﹤0.01%
200
– –
MUE
4662
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$1K ﹤0.01%
98
+81
+476% +$1.09K
MYRG icon
4663
MYR Group
MYRG
$5.18B
$1K ﹤0.01%
+34
New +$1.17K
SDEV
4664
Stablecoin Development Corp
SDEV
$51.5M
– –
0
– –
NL icon
4665
NLI Holdings
NL
$318M
$1K ﹤0.01%
105
+102
+3,400% +$558
NNVC icon
4666
NanoViricides
NNVC
$34.4M
$1K ﹤0.01%
50
-93
-65% -$2.48K
NTRA icon
4667
Natera
NTRA
$45.8B
$1K ﹤0.01%
127
– –
NVMI
4668
Nova
NVMI
$12.4B
$1K ﹤0.01%
100
– –
NWPX icon
4669
NWPX Infrastructure Inc
NWPX
$1.08B
$1K ﹤0.01%
+55
New +$847
OR icon
4670
OR Royalties Inc
OR
$6.28B
$1K ﹤0.01%
143
– –
OUT icon
4671
Outfront Media
OUT
$5.32B
$1K ﹤0.01%
36
-147
-80% -$3.37K
PARR icon
4672
Par Pacific Holdings
PARR
$3.75B
$1K ﹤0.01%
85
– –
PCF
4673
High Income Securities Fund
PCF
$101M
$1K ﹤0.01%
+77
New +$611
PI icon
4674
Impinj
PI
$5.34B
$1K ﹤0.01%
15
-391
-96% -$12K
RCG
4675
RENN Fund
RCG
$20.3M
$1K ﹤0.01%
500
– –
185 186
187
188 189

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.