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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMAT
4651
DELISTED
Meta Materials Inc. Common Stock
MMAT
$1K ﹤0.01%
6
– –
HOLI
4652
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$1K ﹤0.01%
28
– –
CTHR
4653
DELISTED
Charles & Colvard Ltd
CTHR
$1K ﹤0.01%
53
– –
AAU
4654
DELISTED
Almaden Minerals Ltd
AAU
$1K ﹤0.01%
900
– –
HT
4655
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$1K ﹤0.01%
+38
New +$717
AVTA
4656
DELISTED
Avantax, Inc. Common Stock
AVTA
$1K ﹤0.01%
87
+36
+71% +$400
ZYNE
4657
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
$1K ﹤0.01%
100
– –
AMRS
4658
DELISTED
Amyris Inc.
AMRS
$1K ﹤0.01%
133
– –
TESS
4659
DELISTED
Tessco Technologies Inc
TESS
$1K ﹤0.01%
48
+1
+2% +$13
ACOR
4660
DELISTED
Acorda Therapeutics
ACOR
– –
0
– –
BIOC
4661
DELISTED
Biocept, Inc.
BIOC
– –
0
– –
CSII
4662
DELISTED
Cardiovascular Systems, Inc.
CSII
$1K ﹤0.01%
30
-8,000
-100% -$175K
AMBC.WS
4663
DELISTED
Ambac Financial Group
AMBC.WS
$1K ﹤0.01%
125
– –
CNCE
4664
DELISTED
Concert Pharmaceuticals, Inc.
CNCE
$1K ﹤0.01%
142
– –
PTNR
4665
DELISTED
Partner Communications
PTNR
$1K ﹤0.01%
+311
New +$1.48K
SPNE
4666
DELISTED
SeaSpine Holdings Corporation Common Stock
SPNE
$1K ﹤0.01%
100
– –
ZEN
4667
DELISTED
ZENDESK INC
ZEN
$1K ﹤0.01%
+40
New +$1.19K
GCP
4668
DELISTED
GCP Applied Technologies Inc.
GCP
$1K ﹤0.01%
48
– –
EPZM
4669
DELISTED
Epizyme, Inc
EPZM
$1K ﹤0.01%
+109
New +$995
SFUN
4670
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$1K ﹤0.01%
4
-17
-81% -$4.07K
SRGA
4671
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$1K ﹤0.01%
+10
New +$1K
EPAY
4672
DELISTED
Bottomline Technologies Inc
EPAY
$1K ﹤0.01%
+38
New +$833
HBP
4673
DELISTED
Huttig Building Products, Inc.
HBP
$1K ﹤0.01%
90
– –
CNBKA
4674
DELISTED
Century Bancorp Inc/Mass
CNBKA
$1K ﹤0.01%
21
– –
SQBG
4675
DELISTED
Sequential Brands Group, Inc.
SQBG
$1K ﹤0.01%
3
– –
185 186
187
188 189

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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.