We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGC icon
4651
IGC Pharma
IGC
$30M
$0 ﹤0.01%
1,500
– –
III icon
4652
Information Services Group
III
$246M
$0 ﹤0.01%
47
– –
IPI icon
4653
Intrepid Potash
IPI
$510M
– –
-15
Closed -$2K
ITRI icon
4654
Itron
ITRI
$4.57B
– –
-9,400
Closed -$323K
JHX icon
4655
James Hardie Industries
JHX
$18B
$0 ﹤0.01%
+8
New +$105
KAI icon
4656
Kadant
KAI
$4.07B
– –
-143
Closed -$7K
KOS icon
4657
Kosmos Energy
KOS
$1.5B
– –
-38
Closed –
KVHI icon
4658
KVH Industries
KVHI
$146M
– –
-250
Closed -$3K
LAB icon
4659
Standard BioTools
LAB
$310M
$0 ﹤0.01%
+2
New +$31
TULP
4660
Bloomia Holdings
TULP
$18.2M
– –
0
– –
LEN.B icon
4661
Lennar Class B
LEN.B
$20.5B
$0 ﹤0.01%
11
– –
LEU icon
4662
Centrus Energy
LEU
$3.78B
$0 ﹤0.01%
9
+2
+29% +$7
LGI
4663
Lazard Global Total Return & Income Fund
LGI
$240M
– –
-1,950
Closed -$30K
LILA icon
4664
Liberty Latin America Class A
LILA
$1.69B
$0 ﹤0.01%
+20
New +$509
LINC icon
4665
Lincoln Educational Services
LINC
$975M
$0 ﹤0.01%
+150
New +$154
LSAK icon
4666
Lesaka Technologies
LSAK
$415M
$0 ﹤0.01%
6
-220
-97% -$4.18K
MAG
4667
DELISTED
MAG Silver
MAG
$0 ﹤0.01%
6
– –
MATV icon
4668
Mativ Holdings
MATV
$718M
– –
-52
Closed -$2K
MSN icon
4669
Emerson Radio
MSN
$7.9M
$0 ﹤0.01%
26
– –
MUX icon
4670
McEwen Inc
MUX
$1.19B
$0 ﹤0.01%
10
– –
MVV icon
4671
ProShares Ultra MidCap400
MVV
$161M
– –
-32,139
Closed -$845K
NL icon
4672
NLI Holdings
NL
$312M
$0 ﹤0.01%
3
– –
NOTV
4673
DELISTED
Inotiv
NOTV
$0 ﹤0.01%
3
– –
NSP icon
4674
Insperity
NSP
$1.95B
– –
-148
Closed -$4K
NTIP icon
4675
Network-1 Technologies
NTIP
$35.7M
$0 ﹤0.01%
156
– –
185 186
187
188 189

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.