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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZAGG
4626
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$5K ﹤0.01%
320
-180
-36% -$2.86K
NBRV
4627
DELISTED
Nabriva Therapeutics plc Ordinary Shares Ireland
NBRV
$5K ﹤0.01%
+8
New +$5.67K
VQT
4628
DELISTED
iPath S&P VEQTOR ETN
VQT
$5K ﹤0.01%
28
– –
SCID
4629
DELISTED
Global X Scientific Beta Europe ETF
SCID
$5K ﹤0.01%
+200
New +$5.45K
WCHN
4630
DELISTED
WisdomTree ICBCCS S&P China 500 Fund
WCHN
$5K ﹤0.01%
203
+3
+2% +$81
AVP
4631
DELISTED
Avon Products, Inc.
AVP
$5K ﹤0.01%
2,154
+973
+82% +$1.79K
BKJ
4632
DELISTED
Bancorp of New Jersey, Inc.
BKJ
$5K ﹤0.01%
275
– –
DEMG
4633
DELISTED
Xtrackers FTSE Emerging Comprehensive Factor ETF
DEMG
$5K ﹤0.01%
205
+77
+60% +$1.97K
ICON
4634
DELISTED
Iconix Brand Group, Inc.
ICON
$5K ﹤0.01%
1,753
+640
+58% +$2.89K
SGYP
4635
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$5K ﹤0.01%
3,000
-1,672
-36% -$2.99K
CEMI
4636
DELISTED
Chembio diagnostics, Inc.
CEMI
$5K ﹤0.01%
481
– –
STFC
4637
DELISTED
State Auto Financial Corp
STFC
$5K ﹤0.01%
180
+49
+37% +$1.53K
QADA
4638
DELISTED
QAD Inc.
QADA
$5K ﹤0.01%
84
+71
+546% +$3.88K
FXSG
4639
DELISTED
Invesco CurrencyShares Singapore Dollar Trust
FXSG
$5K ﹤0.01%
70
-300
-81% -$21.5K
BSQR
4640
DELISTED
BSQUARE Corporation
BSQR
$5K ﹤0.01%
2,308
– –
AAN.A
4641
DELISTED
The Aaron's Company Inc Class A
AAN.A
$5K ﹤0.01%
87
-61
-41% -$3.51K
ACU icon
4642
Acme United Corp
ACU
$233M
$4K ﹤0.01%
210
– –
AGNG icon
4643
Global X Aging Population ETF
AGNG
$89.8M
$4K ﹤0.01%
175
– –
AKTX
4644
Akari Therapeutics
AKTX
$12.3M
$4K ﹤0.01%
+2
New +$3.23K
AM icon
4645
Antero Midstream
AM
$10.5B
$4K ﹤0.01%
218
+43
+25% +$788
AQN icon
4646
Algonquin Power & Utilities
AQN
$4.48B
$4K ﹤0.01%
377
– –
ASEA icon
4647
Global X FTSE Southeast Asia ETF
ASEA
$102M
$4K ﹤0.01%
225
– –
CVSA
4648
Covista Inc
CVSA
$4.49B
$4K ﹤0.01%
+81
New +$4.08K
BANF icon
4649
BancFirst
BANF
$3.89B
$4K ﹤0.01%
60
-2
-3% -$125
BCRX icon
4650
BioCryst Pharmaceuticals
BCRX
$2.51B
$4K ﹤0.01%
489
+100
+26% +$672
184 185
186
187 188

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.