We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCRX icon
4626
BioCryst Pharmaceuticals
BCRX
$2.44B
$2K ﹤0.01%
389
– –
BGFV
4627
DELISTED
Big 5 Sporting Goods
BGFV
$2K ﹤0.01%
300
-818
-73% -$7.57K
BSET icon
4628
Bassett Furniture
BSET
$174M
$2K ﹤0.01%
+52
New +$1.92K
BTU icon
4629
Peabody Energy
BTU
$2.97B
$2K ﹤0.01%
89
+10
+13% +$282
CAC icon
4630
Camden National
CAC
$969M
$2K ﹤0.01%
47
– –
CHAU icon
4631
Direxion Daily CSI 300 China A Share Bull 2X ETF
CHAU
$96.5M
$2K ﹤0.01%
75
– –
MBAI
4632
Check-Cap
MBAI
$10M
$2K ﹤0.01%
4
– –
CNCR
4633
DELISTED
ETF Series Solutions Trust Range Cancer Therapeutics ETF
CNCR
$2K ﹤0.01%
60
– –
CNS icon
4634
Cohen & Steers
CNS
$4.24B
$2K ﹤0.01%
54
– –
CNTY icon
4635
Century Casinos
CNTY
$33.8M
$2K ﹤0.01%
300
-1,300
-81% -$9.33K
CWBC
4636
Community West Bancshares
CWBC
$677M
$2K ﹤0.01%
85
– –
DAKT icon
4637
Daktronics
DAKT
$1.03B
$2K ﹤0.01%
145
-600
-81% -$5.83K
DXD icon
4638
ProShares UltraShort Dow 30
DXD
$42.4M
$2K ﹤0.01%
10
– –
EFU icon
4639
ProShares Trust UltraShort MSCI EAFE
EFU
$1.14M
$2K ﹤0.01%
41
– –
ELF icon
4640
e.l.f. Beauty
ELF
$5.49B
$2K ﹤0.01%
+100
New +$2.31K
EUDV icon
4641
ProShares MSCI Europe Dividend Growers ETF
EUDV
$8.64M
$2K ﹤0.01%
50
– –
EUO icon
4642
ProShares UltraShort Euro
EUO
$33.2M
$2K ﹤0.01%
100
-6
-6% -$131
FAAR icon
4643
First Trust Alternative Absolute Return Strategy ETF
FAAR
$197M
$2K ﹤0.01%
76
-364
-83% -$10.6K
FFIC
4644
DELISTED
Flushing Financial
FFIC
$2K ﹤0.01%
67
– –
FMF icon
4645
First Trust Managed Futures Strategy Fund
FMF
$258M
$2K ﹤0.01%
47
+2
+4% +$92
FPA icon
4646
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$109M
$2K ﹤0.01%
50
– –
GDEN
4647
DELISTED
Golden Entertainment
GDEN
$2K ﹤0.01%
72
+35
+95% +$770
GLO
4648
Clough Global Opportunities Fund
GLO
$258M
$2K ﹤0.01%
200
– –
GLOB icon
4649
Globant
GLOB
$1.61B
$2K ﹤0.01%
+59
New +$2.43K
GRF
4650
Eagle Capital Growth Fund
GRF
$41.5M
$2K ﹤0.01%
313
– –
184 185
186
187 188

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.