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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVXS
4626
DELISTED
AveXis, Inc. Common Stock
AVXS
$2K ﹤0.01%
25
– –
DYN.WS.A
4627
DELISTED
Dynegy Inc.
DYN.WS.A
$2K ﹤0.01%
+2,676
New +$2.89K
RIC
4628
DELISTED
Richmont Mines Inc.
RIC
$2K ﹤0.01%
350
-150
-30% -$1.18K
PKY
4629
DELISTED
Parkway, Inc.
PKY
$2K ﹤0.01%
85
+43
+102% +$898
BSTG
4630
DELISTED
Biostage, Inc. Common Stock
BSTG
$2K ﹤0.01%
6,575
+6,500
+8,667% +$3.56K
ALR.PRB
4631
DELISTED
Alere Inc
ALR.PRB
$2K ﹤0.01%
6
– –
MYCC
4632
DELISTED
ClubCorp Holdings, Inc.
MYCC
$2K ﹤0.01%
113
+111
+5,550% +$1.82K
CIE
4633
DELISTED
Cobalt International Energy, Inc
CIE
$2K ﹤0.01%
200
– –
WILN
4634
DELISTED
Wi-LAN Inc.
WILN
$2K ﹤0.01%
1,000
– –
NYNY
4635
DELISTED
Empire Resorts, Inc.
NYNY
$2K ﹤0.01%
87
– –
RELY
4636
DELISTED
Real Industry, Inc.
RELY
$2K ﹤0.01%
781
– –
CYTR
4637
DELISTED
CytRx Corp
CYTR
$2K ﹤0.01%
708
-167
-19% -$423
IMDZ
4638
DELISTED
Immune Design Corp.
IMDZ
$2K ﹤0.01%
+330
New +$1.91K
EIV
4639
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$2K ﹤0.01%
127
– –
AST
4640
DELISTED
Asterias Biotherapeutics Inc. Series A
AST
$2K ﹤0.01%
745
+57
+8% +$222
ARGS
4641
DELISTED
Argos Therapeutics, Inc.
ARGS
$2K ﹤0.01%
203
+140
+222% +$8.86K
OREX
4642
DELISTED
Orexigen Therapeutics, Inc.
OREX
$2K ﹤0.01%
510
+500
+5,000% +$1.97K
SAJA
4643
DELISTED
Sajan, Inc.
SAJA
$2K ﹤0.01%
500
– –
MOCO
4644
DELISTED
Mocon Inc
MOCO
$2K ﹤0.01%
+100
New +$2.02K
GTAA
4645
DELISTED
AdvisorShares Morgan Creek Global Tactical ETF
GTAA
$2K ﹤0.01%
102
– –
XLIS
4646
DELISTED
POWERSHARES S&P SMALLCAP INDUSTRIALS PORTFOLIO
XLIS
$2K ﹤0.01%
40
-969
-96% -$48.5K
SVA
4647
DELISTED
Sinovac Biotech, Ltd
SVA
$2K ﹤0.01%
300
– –
PGM
4648
DELISTED
iPath Bloomberg Platinum Subindex Total Return ETN due June 24, 2038
PGM
$2K ﹤0.01%
90
– –
BZF
4649
DELISTED
WisdomTree Brazilian Real Strategy Fund
BZF
$2K ﹤0.01%
100
– –
RBL
4650
DELISTED
SPDR S&P Russia ETF
RBL
$2K ﹤0.01%
113
– –
184 185
186
187 188

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.