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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUST icon
4626
Direxion Daily Gold Miners Index Bear 2X ETF
DUST
$50.9M
– –
0
– –
EBF icon
4627
Ennis
EBF
$560M
$1K ﹤0.01%
41
– –
EDN
4628
Edenor
EDN
$1.02B
$1K ﹤0.01%
53
-41
-44% -$1.04K
EDSA icon
4629
Edesa Biotech
EDSA
$52.5M
$1K ﹤0.01%
2
– –
ENLV icon
4630
Enlivex Ltd
ENLV
$32.8M
$1K ﹤0.01%
2
– –
ERNA icon
4631
Eterna Therapeutics
ERNA
$5.11M
– –
0
– –
EUO icon
4632
ProShares UltraShort Euro
EUO
$33.3M
$1K ﹤0.01%
+49
New +$1.26K
EVC icon
4633
Entravision Communication
EVC
$814M
$1K ﹤0.01%
102
– –
FC icon
4634
Franklin Covey
FC
$238M
$1K ﹤0.01%
70
– –
FCN icon
4635
FTI Consulting
FCN
$4.2B
$1K ﹤0.01%
16
– –
FNWB icon
4636
First Northwest Bancorp
FNWB
$107M
$1K ﹤0.01%
+76
New +$1.11K
FPA icon
4637
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$108M
$1K ﹤0.01%
50
– –
GIC icon
4638
Global Industrial
GIC
$1.52B
$1K ﹤0.01%
100
– –
LKFT
4639
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.84B
$1K ﹤0.01%
+13
New +$800
GMS
4640
DELISTED
GMS Inc
GMS
$1K ﹤0.01%
+34
New +$828
GOLF icon
4641
Acushnet Holdings
GOLF
$5.38B
$1K ﹤0.01%
+50
New +$960
HALO icon
4642
Halozyme
HALO
$11.7B
$1K ﹤0.01%
100
-4,200
-98% -$46K
HBCP icon
4643
Home Bancorp
HBCP
$564M
$1K ﹤0.01%
+17
New +$544
HBIO icon
4644
Harvard Bioscience
HBIO
$28.1M
$1K ﹤0.01%
30
– –
IMO icon
4645
Imperial Oil
IMO
$62.8B
$1K ﹤0.01%
22
– –
INUV icon
4646
Inuvo
INUV
$17M
$1K ﹤0.01%
62
– –
JVA icon
4647
Coffee Holding Co
JVA
$20M
$1K ﹤0.01%
200
– –
KE
4648
Kimball Electronics
KE
$608M
$1K ﹤0.01%
+41
New +$659
TBHC
4649
DELISTED
The Brand House Collective
TBHC
$1K ﹤0.01%
+61
New +$854
KNDI
4650
Kandi Technologies Group
KNDI
$62.8M
$1K ﹤0.01%
+280
New +$1.39K
184 185
186
187 188

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HAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.