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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCSC icon
4626
Scansource
SCSC
$1.05B
$1K ﹤0.01%
26
– –
SDEM icon
4627
Global X MSCI SuperDividend Emerging Markets ETF
SDEM
$44.1M
$1K ﹤0.01%
23
– –
SMMT icon
4628
Summit Therapeutics
SMMT
$12.1B
$1K ﹤0.01%
100
– –
SMSI icon
4629
Smith Micro Software
SMSI
$16.6M
$1K ﹤0.01%
6
– –
SPDN icon
4630
Direxion Daily S&P 500 Bear 1X ETF
SPDN
$199M
$1K ﹤0.01%
+26
New +$1.01K
SPXE icon
4631
ProShares S&P 500 ex-Energy ETF
SPXE
$87M
$1K ﹤0.01%
36
– –
SSTK icon
4632
Shutterstock
SSTK
$200M
$1K ﹤0.01%
13
– –
TBPH icon
4633
Theravance Biopharma
TBPH
$877M
$1K ﹤0.01%
17
– –
THR
4634
DELISTED
Thermon Group Holdings
THR
$1K ﹤0.01%
47
– –
TR icon
4635
Tootsie Roll Industries
TR
$2.97B
$1K ﹤0.01%
48
+8
+20% +$223
TX icon
4636
Ternium
TX
$10.7B
$1K ﹤0.01%
48
-4
-8% -$83
UPBD icon
4637
Upbound Group
UPBD
$1.11B
$1K ﹤0.01%
55
– –
USPH icon
4638
US Physical Therapy
USPH
$1.22B
$1K ﹤0.01%
19
-142
-88% -$8.76K
UTSI icon
4639
UTStarcom
UTSI
$23.2M
$1K ﹤0.01%
119
– –
UUUU icon
4640
Energy Fuels
UUUU
$3.69B
$1K ﹤0.01%
647
-11
-2% -$24
VOC icon
4641
VOC Energy
VOC
$53.2M
$1K ﹤0.01%
500
– –
VPG icon
4642
Vishay Precision Group
VPG
$894M
$1K ﹤0.01%
65
– –
WES icon
4643
Western Midstream Partners
WES
$19.9B
$1K ﹤0.01%
25
-1,667
-99% -$62.8K
WLY icon
4644
John Wiley & Sons Class A
WLY
$2.52B
$1K ﹤0.01%
13
-139
-91% -$7.61K
WWR icon
4645
Westwater Resources
WWR
$76.3M
$1K ﹤0.01%
8
– –
AIFU
4646
AIFU Inc
AIFU
$219M
– –
0
– –
VSA
4647
VisionSys AI
VSA
$10.6M
– –
0
– –
PFC
4648
DELISTED
Premier Financial Corp. Common Stock
PFC
$1K ﹤0.01%
40
-62
-61% -$1.33K
CTLT
4649
DELISTED
CATALENT, INC.
CTLT
$1K ﹤0.01%
46
-31
-40% -$771
CHUY
4650
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
$1K ﹤0.01%
28
– –
184 185
186
187 188

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.