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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSYS
4626
DELISTED
TELECOMMUNICATIONS SYS INC "A"
TSYS
$1K ﹤0.01%
+300
New +$1.33K
HNSN
4627
DELISTED
HANSEN MEDICAL, INC. COM NEW
HNSN
$1K ﹤0.01%
553
– –
WGA
4628
DELISTED
AG&E Holdings Inc
WGA
$1K ﹤0.01%
+1,789
New +$845
USLV
4629
DELISTED
VelocitySharesTM 3x Long Silver ETN linked to the S&P GSCI Silver Index ER
USLV
$1K ﹤0.01%
9
– –
CTIC
4630
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$1K ﹤0.01%
120
-7
-6% -$93
BSCN
4631
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$1K ﹤0.01%
43
– –
AAWW
4632
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$1K ﹤0.01%
+16
New +$648
DJCI
4633
DELISTED
ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039
DJCI
$1K ﹤0.01%
+60
New +$910
IMUC
4634
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
$1K ﹤0.01%
45
– –
SGY
4635
DELISTED
Stone Energy
SGY
$1K ﹤0.01%
3
– –
RTK
4636
DELISTED
Rentech, Inc.
RTK
$1K ﹤0.01%
200
– –
FDML
4637
DELISTED
Federal-Mogul Holdings Corporation
FDML
$1K ﹤0.01%
+77
New +$591
CIFC
4638
DELISTED
CIFC LLC Common Shares
CIFC
$1K ﹤0.01%
+130
New +$882
WIBC
4639
DELISTED
WILSHIRE BANCORP INC
WIBC
$1K ﹤0.01%
85
-500
-85% -$5.69K
QIHU
4640
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$1K ﹤0.01%
10
-8
-44% -$504
DWRE
4641
DELISTED
DEMANDWARE INC COM STK (DE)
DWRE
$1K ﹤0.01%
23
– –
CVSL
4642
DELISTED
CVSL INC. COMMON STOCK
CVSL
$1K ﹤0.01%
1,078
-550
-34% -$772
RNWK
4643
DELISTED
RealNetworks Inc
RNWK
$1K ﹤0.01%
325
-42
-11% -$174
RPRX
4644
DELISTED
Repros Therapeutics Inc.
RPRX
$1K ﹤0.01%
975
-1,165
-54% -$3.74K
FXCB
4645
DELISTED
FOX CHASE BANCORP INC COM STK (MD)
FXCB
$1K ﹤0.01%
59
– –
PACD
4646
DELISTED
Pacific Drilling S A
PACD
$1K ﹤0.01%
154
– –
FGL
4647
DELISTED
Fidelity & Guaranty Life
FGL
$1K ﹤0.01%
41
-476
-92% -$12.4K
ACHV icon
4648
Achieve Life Sciences
ACHV
$699M
– –
0
– –
ALTO icon
4649
Alto Ingredients
ALTO
$319M
$0 ﹤0.01%
9
– –
AMSC icon
4650
American Superconductor
AMSC
$1.54B
$0 ﹤0.01%
27
+15
+125% +$73
184 185
186
187 188

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HAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.