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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGCO icon
4601
RGC Resources
RGCO
$226M
$5K ﹤0.01%
200
– –
RIGL icon
4602
Rigel Pharmaceuticals
RIGL
$762M
$5K ﹤0.01%
141
– –
RMCF icon
4603
Rocky Mountain Chocolate Factory
RMCF
$15.6M
$5K ﹤0.01%
525
-210
-29% -$2.2K
SCS
4604
DELISTED
Steelcase
SCS
$5K ﹤0.01%
246
– –
SMPL icon
4605
Simply Good Foods
SMPL
$989M
$5K ﹤0.01%
301
+149
+98% +$2.59K
THRM icon
4606
Gentherm
THRM
$1.32B
$5K ﹤0.01%
105
– –
UMH
4607
UMH Properties
UMH
$1.42B
$5K ﹤0.01%
300
– –
UVSP icon
4608
Univest Financial
UVSP
$1.19B
$5K ﹤0.01%
196
-497
-72% -$13.8K
VBND icon
4609
Vident US Bond Strategy ETF
VBND
$527M
$5K ﹤0.01%
96
– –
SASR
4610
DELISTED
Sandy Spring Bancorp Inc
SASR
$5K ﹤0.01%
+123
New +$4.91K
MODN
4611
DELISTED
MODEL N, INC.
MODN
$5K ﹤0.01%
+300
New +$5.25K
MOTS
4612
DELISTED
Motus GI Holdings, Inc. Common Stock
MOTS
$5K ﹤0.01%
+3
New +$5.69K
VST.WS.A
4613
DELISTED
Vistra Corp.Warrants to purchase Common Stock (Expiring February 2, 2024)
VST.WS.A
$5K ﹤0.01%
+3,647
New +$4.71K
WTT
4614
DELISTED
Wireless Telecom Group, Inc.
WTT
$5K ﹤0.01%
2,800
– –
LCI
4615
DELISTED
Lannett Company, Inc.
LCI
$5K ﹤0.01%
+250
New +$9.53K
PRTY
4616
DELISTED
Party City Holdco Inc.
PRTY
$5K ﹤0.01%
400
– –
ECOM
4617
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$5K ﹤0.01%
338
-4,862
-94% -$64.7K
GCP
4618
DELISTED
GCP Applied Technologies Inc.
GCP
$5K ﹤0.01%
172
-222
-56% -$6K
RENO
4619
DELISTED
Renovare Environmental, Inc. Common Stock
RENO
$5K ﹤0.01%
+1,550
New +$5.75K
SRGA
4620
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$5K ﹤0.01%
33
– –
VRS
4621
DELISTED
Verso Corporation
VRS
$5K ﹤0.01%
140
-607
-81% -$15.9K
CHGX
4622
DELISTED
AXS Change Finance ESG ETF
CHGX
$5K ﹤0.01%
229
– –
XOG
4623
DELISTED
Extraction Oil & Gas, Inc. Common Stock
XOG
$5K ﹤0.01%
400
– –
CATM
4624
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$5K ﹤0.01%
156
-575
-79% -$17.7K
GLUU
4625
DELISTED
Glu Mobile Inc.
GLUU
$5K ﹤0.01%
700
– –
183 184
185
186 187

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.