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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONCE
4601
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
$3K ﹤0.01%
38
– –
SDT
4602
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$3K ﹤0.01%
2,751
+79
+3% +$108
TOWR
4603
DELISTED
Tower International, Inc.
TOWR
$3K ﹤0.01%
118
-2
-2% -$47
MITL
4604
DELISTED
Mitel Networks Corporation
MITL
$3K ﹤0.01%
385
– –
KMG
4605
DELISTED
KMG Chemicals Inc
KMG
$3K ﹤0.01%
54
-1
-2% -$50
TAX
4606
DELISTED
Liberty Tax, Inc. Class A
TAX
$3K ﹤0.01%
210
-169
-45% -$2.35K
DYN
4607
DELISTED
Dynegy, Inc.
DYN
$3K ﹤0.01%
275
+274
+27,400% +$2.45K
PMC
4608
DELISTED
PharMerica Corporation
PMC
$3K ﹤0.01%
109
– –
FNFV
4609
DELISTED
Fidelity Natl Financial, Inc.
FNFV
$3K ﹤0.01%
192
+15
+8% +$249
IO
4610
DELISTED
ION Geophysical Corporation
IO
$3K ﹤0.01%
269
– –
AOI
4611
DELISTED
Alliance One International
AOI
$3K ﹤0.01%
230
-34
-13% -$435
PAK
4612
DELISTED
Global X MSCI Pakistan ETF
PAK
$3K ﹤0.01%
50
– –
CEMI
4613
DELISTED
Chembio diagnostics, Inc.
CEMI
$3K ﹤0.01%
481
-1,441
-75% -$8.87K
GSH
4614
DELISTED
Guangshen Railway Co. Ltd
GSH
$3K ﹤0.01%
101
– –
SDR
4615
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$3K ﹤0.01%
+2,500
New +$3.44K
SCIN
4616
DELISTED
Columbia India Small Cap ETF
SCIN
$3K ﹤0.01%
150
– –
IMDZ
4617
DELISTED
Immune Design Corp.
IMDZ
$3K ﹤0.01%
330
– –
PGEM
4618
DELISTED
Ply Gem Holdings, Inc.
PGEM
$3K ﹤0.01%
+180
New +$2.96K
CSBK
4619
DELISTED
Clifton Bancorp Inc.
CSBK
$3K ﹤0.01%
195
-31
-14% -$502
AAN.A
4620
DELISTED
The Aaron's Company Inc Class A
AAN.A
$3K ﹤0.01%
76
-831
-92% -$32.8K
AAT
4621
American Assets Trust
AAT
$1.37B
$2K ﹤0.01%
55
+20
+57% +$803
AMC icon
4622
AMC Entertainment Holdings
AMC
$2.15B
$2K ﹤0.01%
11
– –
ASEA icon
4623
Global X FTSE Southeast Asia ETF
ASEA
$102M
$2K ﹤0.01%
+125
New +$1.93K
AVDL
4624
DELISTED
Avadel Pharmaceuticals
AVDL
$2K ﹤0.01%
213
-410
-66% -$3.92K
AXSM icon
4625
Axsome Therapeutics
AXSM
$11.3B
$2K ﹤0.01%
391
– –
183 184
185
186 187

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HAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.