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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.32%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.26B
AUM Growth
+$578M
Cap. Flow
+$414M
Cap. Flow %
6.61%
Top 10 Hldgs %
13.79%
Holding
5,111
New
226
Increased
2,179
Reduced
1,427
Closed
197

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$55.8M
2
HDV
iShares Core High Dividend ETF
HDV
+$26.1M
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$19.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.5M
5
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$15.6M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$23.5M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$14.8M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$11.5M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$10.8M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$10.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.63%
2 Financials 5.21%
3 Industrials 4.96%
4 Technology 4.7%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SXC icon
4601
SunCoke Energy
SXC
$799M
$1K ﹤0.01%
+241
New +$1.52K
THR
4602
DELISTED
Thermon Group Holdings
THR
$1K ﹤0.01%
47
– –
TR icon
4603
Tootsie Roll Industries
TR
$2.97B
$1K ﹤0.01%
40
– –
TX icon
4604
Ternium
TX
$10.8B
$1K ﹤0.01%
52
– –
UEC icon
4605
Uranium Energy
UEC
$5.63B
$1K ﹤0.01%
580
+400
+222% +$332
UPBD icon
4606
Upbound Group
UPBD
$1.12B
$1K ﹤0.01%
55
-39
-41% -$525
UTSI icon
4607
UTStarcom
UTSI
$23M
$1K ﹤0.01%
119
-34
-22% -$267
VECO icon
4608
Veeco
VECO
$3.02B
$1K ﹤0.01%
49
– –
VPG icon
4609
Vishay Precision Group
VPG
$864M
$1K ﹤0.01%
65
– –
VUZI icon
4610
Vuzix
VUZI
$217M
$1K ﹤0.01%
+177
New +$973
WWR icon
4611
Westwater Resources
WWR
$79.1M
$1K ﹤0.01%
8
– –
IRD
4612
Opus Genetics
IRD
$304M
$1K ﹤0.01%
6
-16
-73% -$2.24K
TVRD
4613
Tvardi Therapeutics
TVRD
$22M
$1K ﹤0.01%
+8
New +$1.74K
CHUY
4614
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
$1K ﹤0.01%
28
– –
MMAT
4615
DELISTED
Meta Materials Inc. Common Stock
MMAT
$1K ﹤0.01%
6
– –
OSG
4616
DELISTED
Overseas Shipholding Group Inc.
OSG
$1K ﹤0.01%
+54
New +$624
CTHR
4617
DELISTED
Charles & Colvard Ltd
CTHR
$1K ﹤0.01%
53
– –
NBSE
4618
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
$1K ﹤0.01%
1
– –
CBD
4619
DELISTED
Companhia Brasileira de Distribuicao
CBD
$1K ﹤0.01%
100
– –
AAU
4620
DELISTED
Almaden Minerals Ltd
AAU
$1K ﹤0.01%
900
– –
PGTI
4621
DELISTED
PGT, Inc.
PGTI
$1K ﹤0.01%
60
-385
-87% -$3.97K
SUNW
4622
DELISTED
Sunworks, Inc.
SUNW
$1K ﹤0.01%
55
– –
MRTX
4623
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$1K ﹤0.01%
273
– –
SFE
4624
DELISTED
Safeguard Scientifics, Inc.
SFE
$1K ﹤0.01%
66
– –
AVID
4625
DELISTED
Avid Technology Inc
AVID
$1K ﹤0.01%
205
– –
183 184
185
186 187

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q2 2016 Portfolio in Review

As of Q2 2016, Ladenburg Thalmann Financial Services held 5,111 positions worth $6.26B, up 10% from $5.68B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $414M of net new capital in Q2 2016, opening 226 new positions and adding to 2,179 existing holdings. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.6% of assets, up from 5.5% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Core Dividend Growth ETF, an estimated $23.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q2 2016 buy was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell Mid-Cap Value ETF in Q2 2016, an estimated $55.8M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2016 reduction was iShares Core Dividend Growth ETF, cutting an estimated $23.5M.
  • Ladenburg Thalmann Financial Services fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $912K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $6.26B portfolio in Q2 2016.
  • Ladenburg Thalmann Financial Services opened 226 new positions and closed 197 in Q2 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $6.26B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2016, filed 15 Aug 2016.