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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRSC
4601
DELISTED
SEARS Canada Inc.
SRSC
$1K ﹤0.01%
162
– –
FNCX
4602
DELISTED
Function(x) Inc.
FNCX
$1K ﹤0.01%
93
-150
-62% -$1.9K
WILN
4603
DELISTED
Wi-LAN Inc.
WILN
$1K ﹤0.01%
1,000
– –
MDSY
4604
DELISTED
ModSys International Ltd. Ordinary Shares
MDSY
$1K ﹤0.01%
460
– –
NMBL
4605
DELISTED
Nimble Storage, Inc.
NMBL
$1K ﹤0.01%
101
-3
-3% -$51
NILE
4606
DELISTED
Blue Nile, Inc.
NILE
$1K ﹤0.01%
30
– –
RAX
4607
DELISTED
Rackspace Hosting Inc
RAX
$1K ﹤0.01%
38
-300
-89% -$7.97K
TBRA
4608
DELISTED
Tobira Therapeutics, Inc. Common Stock
TBRA
$1K ﹤0.01%
55
– –
PTX
4609
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
$1K ﹤0.01%
21
-164
-89% -$4.96K
PVCT
4610
DELISTED
PROVECTUS BIOPHARMACEUTICALS, INC. (DE)
PVCT
$1K ﹤0.01%
1,325
– –
SZMK
4611
DELISTED
SIZMEK INC COM STK (DE)
SZMK
$1K ﹤0.01%
180
– –
MRD
4612
DELISTED
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
$1K ﹤0.01%
39
-1
-3% -$17
ICLD
4613
DELISTED
INTERCLOUD SYSTEMS, INC. COMMON STOCK
ICLD
$1K ﹤0.01%
1,000
– –
GDF
4614
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
$1K ﹤0.01%
134
-1
-0.7% -$8
RLOC
4615
DELISTED
REACHLOCAL INC COM STK (DE)
RLOC
$1K ﹤0.01%
+450
New +$585
LDRH
4616
DELISTED
LDR HOLDINGS CORP COM STK
LDRH
$1K ﹤0.01%
+50
New +$1.3K
ALXA
4617
DELISTED
Alexza Pharmaceuticals Inc
ALXA
$1K ﹤0.01%
900
– –
FSYS
4618
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
$1K ﹤0.01%
150
– –
FWM
4619
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
$1K ﹤0.01%
2,125
– –
UNIS
4620
DELISTED
Unilife Corporation
UNIS
$1K ﹤0.01%
200
– –
NTLS
4621
DELISTED
NTELOS HLDGS CORP COM
NTLS
$1K ﹤0.01%
99
– –
KWT
4622
DELISTED
VanEck Vectors Solar Energy ETF
KWT
$1K ﹤0.01%
10
-10
-50% -$591
GHI
4623
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$1K ﹤0.01%
80
-4
-5% -$34
ATLS
4624
DELISTED
ATLAS ENERGY GRP,LLC COM UNITS REPSTG LTD (DE)
ATLS
$1K ﹤0.01%
1,646
+300
+22% +$498
ARPI
4625
DELISTED
AMERICAN RESIDENTIAL PPTYS INC COM
ARPI
$1K ﹤0.01%
44
– –
183 184
185
186 187

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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.