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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOD icon
4576
Modine Manufacturing
MOD
$10.8B
$5K ﹤0.01%
489
+120
+33% +$1.53K
MTRN icon
4577
Materion
MTRN
$5.88B
$5K ﹤0.01%
129
+100
+345% +$5.31K
NAT icon
4578
Nordic American Tanker
NAT
$1.4B
$5K ﹤0.01%
2,360
+914
+63% +$2.38K
ONEO icon
4579
State Street SPDR Russell 1000 Momentum Focus ETF
ONEO
$30.2M
$5K ﹤0.01%
80
– –
OR icon
4580
OR Royalties Inc
OR
$6.15B
$5K ﹤0.01%
586
-99
-14% -$776
PBPB
4581
DELISTED
Potbelly
PBPB
$5K ﹤0.01%
600
– –
PLPC icon
4582
Preformed Line Products
PLPC
$2.19B
$5K ﹤0.01%
97
+1
+1% +$65
PSCE icon
4583
Invesco S&P SmallCap Energy ETF
PSCE
$104M
$5K ﹤0.01%
112
– –
QMCO icon
4584
Quantum Corp
QMCO
$973M
$5K ﹤0.01%
141
+58
+70% +$2.66K
QWLD
4585
State Street SPDR MSCI World StrategicFactors ETF
QWLD
$180M
$5K ﹤0.01%
70
-83
-54% -$6.07K
RARE icon
4586
Ultragenyx Pharmaceutical
RARE
$2.6B
$5K ﹤0.01%
+99
New +$5.41K
REI icon
4587
Ring Energy
REI
$349M
$5K ﹤0.01%
821
-92
-10% -$653
REX icon
4588
REX American Resources
REX
$1.44B
$5K ﹤0.01%
420
– –
SGC icon
4589
Superior Group of Companies
SGC
$210M
$5K ﹤0.01%
288
-72
-20% -$1.3K
SPPP
4590
Sprott Physical Platinum and Palladium Trust
SPPP
$602M
$5K ﹤0.01%
500
– –
TDW icon
4591
Tidewater
TDW
$4.55B
$5K ﹤0.01%
288
-1,065
-79% -$27.7K
TPH
4592
DELISTED
Tri Pointe Homes
TPH
$5K ﹤0.01%
488
-210
-30% -$2.48K
TRUE
4593
DELISTED
TrueCar
TRUE
$5K ﹤0.01%
+535
New +$5.78K
TWST icon
4594
Twist Bioscience
TWST
$7.86B
$5K ﹤0.01%
+225
New +$4.99K
UFPT icon
4595
UFP Technologies
UFPT
$2.48B
$5K ﹤0.01%
150
– –
UIS icon
4596
Unisys
UIS
$210M
$5K ﹤0.01%
470
-7,583
-94% -$119K
VBND icon
4597
Vident US Bond Strategy ETF
VBND
$527M
$5K ﹤0.01%
96
– –
VFMV icon
4598
Vanguard US Minimum Volatility ETF
VFMV
$446M
$5K ﹤0.01%
66
– –
VSTM icon
4599
Verastem
VSTM
$604M
$5K ﹤0.01%
+125
New +$7.63K
XPRO icon
4600
Expro Ltd
XPRO
$2.1B
$5K ﹤0.01%
167
– –
182 183
184
185 186

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.