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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEE
4576
Central and Eastern Europe Fund
CEE
$140M
$5K ﹤0.01%
200
-1,000
-83% -$23.4K
CHT icon
4577
Chunghwa Telecom
CHT
$32.8B
$5K ﹤0.01%
131
– –
CTXR icon
4578
Citius Pharmaceuticals
CTXR
$20.1M
$5K ﹤0.01%
+120
New +$5.73K
CVLG icon
4579
Covenant Logistics
CVLG
$880M
$5K ﹤0.01%
310
-2,000
-87% -$30.2K
DEUS icon
4580
Xtrackers Russell US Multifactor ETF
DEUS
$307M
$5K ﹤0.01%
154
-10,954
-99% -$366K
DSGX icon
4581
Descartes Systems
DSGX
$6.62B
$5K ﹤0.01%
154
-92
-37% -$3.11K
DTF
4582
DTF Tax-Free Income 2028 Term Fund
DTF
$80.9M
$5K ﹤0.01%
388
-1,996
-84% -$26.2K
FCN icon
4583
FTI Consulting
FCN
$4.24B
$5K ﹤0.01%
64
+19
+42% +$1.4K
FLIC
4584
DELISTED
First of Long Island Corp
FLIC
$5K ﹤0.01%
215
-590
-73% -$13.5K
FRO icon
4585
Frontline
FRO
$9.02B
$5K ﹤0.01%
797
+500
+168% +$2.64K
GOGO icon
4586
Gogo Inc
GOGO
$377M
$5K ﹤0.01%
1,095
+94
+9% +$417
HRI icon
4587
Herc Holdings
HRI
$5.64B
$5K ﹤0.01%
100
-319
-76% -$17.3K
HTUS icon
4588
Hull Tactical US ETF
HTUS
$164M
$5K ﹤0.01%
186
– –
KALA icon
4589
KALA BIO
KALA
$17.9M
– –
0
– –
LEN.B icon
4590
Lennar Class B
LEN.B
$20.7B
$5K ﹤0.01%
104
+29
+39% +$1.17K
MAGA icon
4591
Truth Social America First ETF
MAGA
$32.1M
$5K ﹤0.01%
185
– –
MBUU icon
4592
Malibu Boats
MBUU
$573M
$5K ﹤0.01%
+100
New +$4.44K
MOD icon
4593
Modine Manufacturing
MOD
$10.8B
$5K ﹤0.01%
369
-2
-0.5% -$34
MRSN
4594
DELISTED
Mersana Therapeutics
MRSN
$5K ﹤0.01%
+18
New +$6.03K
NWS icon
4595
News Corp Class B
NWS
$17.8B
$5K ﹤0.01%
403
-86
-18% -$1.24K
OIS icon
4596
Oil States International
OIS
$526M
$5K ﹤0.01%
156
+133
+578% +$4.34K
OR icon
4597
OR Royalties Inc
OR
$6.15B
$5K ﹤0.01%
685
+1
+0.1% +$9
PSCI icon
4598
Invesco S&P SmallCap Industrials ETF
PSCI
$193M
$5K ﹤0.01%
+70
New +$5.08K
PSO icon
4599
Pearson
PSO
$9.78B
$5K ﹤0.01%
450
-674
-60% -$7.89K
REX icon
4600
REX American Resources
REX
$1.44B
$5K ﹤0.01%
420
-84
-17% -$1.07K
182 183
184
185 186

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.