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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UFPT icon
4576
UFP Technologies
UFPT
$2.46B
$3K ﹤0.01%
117
– –
UMC icon
4577
United Microelectronic
UMC
$47.7B
$3K ﹤0.01%
1,146
+241
+27% +$590
UNF icon
4578
Unifirst Corp
UNF
$5.23B
$3K ﹤0.01%
20
– –
WLY icon
4579
John Wiley & Sons Class A
WLY
$2.63B
$3K ﹤0.01%
47
+12
+34% +$644
WSBF icon
4580
Waterstone Financial
WSBF
$374M
$3K ﹤0.01%
157
+96
+157% +$1.77K
YPF icon
4581
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.6B
$3K ﹤0.01%
113
-97
-46% -$2K
TGEN
4582
Tecogen Inc
TGEN
$116M
$3K ﹤0.01%
+1,000
New +$3.24K
MMAT
4583
DELISTED
Meta Materials Inc. Common Stock
MMAT
$3K ﹤0.01%
13
– –
MRTX
4584
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$3K ﹤0.01%
273
– –
CTG
4585
DELISTED
Computer Task Group, Inc.
CTG
$3K ﹤0.01%
560
+105
+23% +$563
RFP
4586
DELISTED
Resolute Forest Products Inc.
RFP
$3K ﹤0.01%
458
– –
QUMU
4587
DELISTED
Qumu Corp.
QUMU
$3K ﹤0.01%
+1,000
New +$2.8K
FEO
4588
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
$3K ﹤0.01%
193
– –
GBT
4589
DELISTED
Global Blood Therapeutics, Inc.
GBT
$3K ﹤0.01%
100
– –
ACH
4590
DELISTED
Alum Corp of China Ltd
ACH
$3K ﹤0.01%
123
+13
+12% +$228
MBII
4591
DELISTED
Marrone Bio Innovations, Inc.
MBII
$3K ﹤0.01%
2,850
– –
JOBS
4592
DELISTED
51job Inc
JOBS
$3K ﹤0.01%
53
-21
-28% -$1.15K
MRLN
4593
DELISTED
Marlin Business Services Corp
MRLN
$3K ﹤0.01%
+113
New +$2.95K
EHT
4594
DELISTED
Eaton Vance 2021 Target Term Trust
EHT
$3K ﹤0.01%
300
– –
SMEZ
4595
DELISTED
SPDR EURO STOXX Small Cap ETF
SMEZ
$3K ﹤0.01%
50
– –
GFY
4596
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$3K ﹤0.01%
168
– –
ZN
4597
DELISTED
Zion Oil & Gas, Inc.
ZN
$3K ﹤0.01%
1,000
-400
-29% -$1.47K
SMRT
4598
DELISTED
Stein Mart Inc
SMRT
$3K ﹤0.01%
+2,073
New +$2.69K
EUMF
4599
DELISTED
WisdomTree Europe Multifactor Fund
EUMF
$3K ﹤0.01%
100
– –
ANFI
4600
DELISTED
AMIRA NATURE FOODS LTD
ANFI
$3K ﹤0.01%
506
+173
+52% +$988
182 183
184
185 186

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.