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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELGX
4576
DELISTED
Endologix Inc
ELGX
$2K ﹤0.01%
40
– –
ESIO
4577
DELISTED
Electro Scientific Industries
ESIO
$2K ﹤0.01%
400
– –
ANW
4578
DELISTED
Aegean Marine Petroleum Network
ANW
$2K ﹤0.01%
162
-1
-0.6% -$10
PHH
4579
DELISTED
PHH Corporation
PHH
$2K ﹤0.01%
134
-300
-69% -$4.43K
CHUBK
4580
DELISTED
CommerceHub, Inc. Series C Common Stock
CHUBK
$2K ﹤0.01%
184
+48
+35% +$720
SGG
4581
DELISTED
iPath Bloomberg Sugar Subindex Total Return ETN due June 24, 2038
SGG
$2K ﹤0.01%
36
-9,429
-100% -$438K
ALR.PRB
4582
DELISTED
Alere Inc
ALR.PRB
$2K ﹤0.01%
6
– –
KCG
4583
DELISTED
KCG Holdings, Inc.
KCG
$2K ﹤0.01%
144
-60
-29% -$844
WILN
4584
DELISTED
Wi-LAN Inc.
WILN
$2K ﹤0.01%
1,000
– –
STV
4585
DELISTED
China Digital Tv Hldgs Co Ltd
STV
$2K ﹤0.01%
+1,316
New +$1.78K
GK
4586
DELISTED
G&K Services Inc
GK
$2K ﹤0.01%
17
+2
+13% +$191
ISIL
4587
DELISTED
Intersil Corp
ISIL
$2K ﹤0.01%
73
– –
NYNY
4588
DELISTED
Empire Resorts, Inc.
NYNY
$2K ﹤0.01%
87
– –
MNP
4589
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$2K ﹤0.01%
142
+2
+1% +$31
TRCO
4590
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
$2K ﹤0.01%
61
– –
OSIR
4591
DELISTED
Osiris Therapeutics, Inc. Common Stock
OSIR
$2K ﹤0.01%
400
– –
PGLC
4592
DELISTED
Pershing Gold Corporation. Common Stock
PGLC
$2K ﹤0.01%
494
– –
EIV
4593
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$2K ﹤0.01%
127
– –
JEM
4594
DELISTED
iPath GEMS Index ETN
JEM
$2K ﹤0.01%
+62
New +$1.75K
OEUH
4595
DELISTED
OShares FTSE Europe Quality Dividend Hedged ETF
OEUH
$2K ﹤0.01%
100
– –
SAJA
4596
DELISTED
Sajan, Inc.
SAJA
$2K ﹤0.01%
500
– –
GTAA
4597
DELISTED
AdvisorShares Morgan Creek Global Tactical ETF
GTAA
$2K ﹤0.01%
102
– –
SVA
4598
DELISTED
Sinovac Biotech, Ltd
SVA
$2K ﹤0.01%
300
– –
PGM
4599
DELISTED
iPath Bloomberg Platinum Subindex Total Return ETN due June 24, 2038
PGM
$2K ﹤0.01%
90
– –
BZF
4600
DELISTED
WisdomTree Brazilian Real Strategy Fund
BZF
$2K ﹤0.01%
100
– –
182 183
184
185 186

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.