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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CENX icon
4576
Century Aluminum
CENX
$5.18B
$1K ﹤0.01%
150
– –
CETX icon
4577
Cemtrex
CETX
$5.25M
– –
0
– –
CHAU icon
4578
Direxion Daily CSI 300 China A Share Bull 2X ETF
CHAU
$95.1M
$1K ﹤0.01%
75
– –
CIVI
4579
DELISTED
Civitas Resources
CIVI
$1K ﹤0.01%
4
– –
CLRB icon
4580
Cellectar Biosciences
CLRB
$21.1M
– –
0
– –
CRNT icon
4581
Ceragon Networks
CRNT
$199M
$1K ﹤0.01%
400
– –
DUST icon
4582
Direxion Daily Gold Miners Index Bear 2X ETF
DUST
$50.3M
– –
0
– –
EBF icon
4583
Ennis
EBF
$560M
$1K ﹤0.01%
41
+6
+17% +$103
ERNA icon
4584
Eterna Therapeutics
ERNA
$5.12M
– –
0
– –
EVC icon
4585
Entravision Communication
EVC
$850M
$1K ﹤0.01%
102
– –
FC icon
4586
Franklin Covey
FC
$235M
$1K ﹤0.01%
70
– –
FCN icon
4587
FTI Consulting
FCN
$4.22B
$1K ﹤0.01%
16
-574
-97% -$24.8K
FSP
4588
Franklin Street Properties
FSP
$45.8M
$1K ﹤0.01%
52
-1,393
-96% -$17.5K
GALT icon
4589
Galectin Therapeutics
GALT
$316M
$1K ﹤0.01%
708
– –
GEVO icon
4590
Gevo
GEVO
$403M
$1K ﹤0.01%
7
– –
GIC icon
4591
Global Industrial
GIC
$1.5B
$1K ﹤0.01%
100
– –
HBIO icon
4592
Harvard Bioscience
HBIO
$27.6M
$1K ﹤0.01%
30
– –
HMY icon
4593
Harmony Gold Mining
HMY
$12.2B
$1K ﹤0.01%
300
– –
IGC icon
4594
IGC Pharma
IGC
$29.3M
$1K ﹤0.01%
1,500
– –
IMNN icon
4595
Imunon
IMNN
$6.77M
– –
0
– –
IMO icon
4596
Imperial Oil
IMO
$62.7B
$1K ﹤0.01%
22
-1,200
-98% -$37.2K
INUV icon
4597
Inuvo
INUV
$17M
$1K ﹤0.01%
62
– –
JAKK icon
4598
Jakks Pacific
JAKK
$291M
$1K ﹤0.01%
8
– –
JOF
4599
Japan Smaller Capitalization Fund
JOF
$352M
$1K ﹤0.01%
136
– –
JVA icon
4600
Coffee Holding Co
JVA
$19.9M
$1K ﹤0.01%
200
– –
182 183
184
185 186

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HAM
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CM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.