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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLNX
4576
DELISTED
Mellanox Technologies, Ltd.
MLNX
$1K ﹤0.01%
+21
New +$933
OMN
4577
DELISTED
OMNOVA Solutions Inc.
OMN
$1K ﹤0.01%
147
– –
CBPX
4578
DELISTED
CONTINENTAL BUILDING PRODUCTS, INC.
CBPX
$1K ﹤0.01%
38
– –
FWP
4579
DELISTED
Forward Pharma A/S American Depositary Shares
FWP
$1K ﹤0.01%
6
-3
-33% -$481
LOR
4580
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$1K ﹤0.01%
124
– –
PCMI
4581
DELISTED
PCM, Inc
PCMI
$1K ﹤0.01%
100
– –
PETX
4582
DELISTED
Aratana Therapeutics, Inc.
PETX
$1K ﹤0.01%
199
– –
TSRO
4583
DELISTED
TESARO, Inc.
TSRO
$1K ﹤0.01%
25
– –
DWCH
4584
DELISTED
Datawatch Corp
DWCH
$1K ﹤0.01%
100
– –
JONE
4585
DELISTED
Jones Energy, Inc.
JONE
$1K ﹤0.01%
11
– –
SNMX
4586
DELISTED
Senomyx, Inc.
SNMX
$1K ﹤0.01%
260
– –
MATR
4587
DELISTED
Mattersight Corp.
MATR
$1K ﹤0.01%
88
– –
FMI
4588
DELISTED
Foundation Medicine, Inc.
FMI
$1K ﹤0.01%
35
– –
IMNP
4589
DELISTED
Immune Pharmaceuticals Inc.
IMNP
$1K ﹤0.01%
50
– –
EWEM
4590
DELISTED
Invesco MSCI Emerging Markets Equal Country Weight ETF
EWEM
$1K ﹤0.01%
50
– –
DBBR
4591
DELISTED
Xtrackers MSCI Brazil Hedged Equity ETF
DBBR
$1K ﹤0.01%
100
– –
ACFC
4592
DELISTED
Atlantic Coast Financial Corporation
ACFC
$1K ﹤0.01%
200
– –
BBRG
4593
DELISTED
Bravo Brio Restaurant Group Inc.
BBRG
$1K ﹤0.01%
97
-338
-78% -$3.55K
SPIL
4594
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
$1K ﹤0.01%
134
-129
-49% -$896
CBF
4595
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
$1K ﹤0.01%
41
– –
BONT
4596
DELISTED
Bon-Ton Stores Inc/The
BONT
$1K ﹤0.01%
600
– –
SCLN
4597
DELISTED
Sciclone Pharmaceuticals Inc
SCLN
$1K ﹤0.01%
84
-301
-78% -$2.52K
PKY
4598
DELISTED
Parkway, Inc.
PKY
$1K ﹤0.01%
78
+74
+1,850% +$1.21K
ATW
4599
DELISTED
Atwood Oceanics
ATW
$1K ﹤0.01%
100
– –
NEFF
4600
DELISTED
Neff Corporation
NEFF
$1K ﹤0.01%
85
– –
182 183
184
185 186

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HAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.