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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FUBC
4576
DELISTED
1st United Bancorp (Florida)
FUBC
– –
-505
Closed -$4K
TWTC
4577
DELISTED
TW TELECOM INC CL A COM
TWTC
– –
-2,147
Closed -$89K
GAB.RT
4578
DELISTED
GABELLI EQUITY TR INC RTS EXP 10/20/14 (MD)
GAB.RT
– –
-16,926
Closed -$1K
URS
4579
DELISTED
URS CORP
URS
– –
-437
Closed -$25K
GTAT
4580
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
– –
-928
Closed -$10K
EMFN
4581
DELISTED
ISHARS MSCI EMERGING MKTS FINANCIALS ETF
EMFN
– –
-300
Closed -$7K
FNIO
4582
DELISTED
ISHARES TR INDL/OFFICE REAL ESTATE CAPPED ETF
FNIO
– –
-359
Closed -$11K
TZD
4583
DELISTED
ISHARES TARGET DATE 2010 ETF
TZD
– –
-500
Closed -$18K
TGR
4584
DELISTED
ISHARES TARGET DATE RETIREMENT INCOME ETF
TGR
– –
-600
Closed -$20K
RTL
4585
DELISTED
ISHARES TR RETAIL REAL ESTATE CAPPED ETF
RTL
– –
-1
Closed –
TZE
4586
DELISTED
ISHARES TARGET DATE 2015 ETF
TZE
– –
-1,000
Closed -$39K
TZG
4587
DELISTED
ISHARES TARGET DATE 2020 ETF
TZG
– –
-2,050
Closed -$83K
MXA
4588
DELISTED
MINNESOTA MUNI INCM PTFL INC
MXA
– –
-3,803
Closed -$59K
SWSH
4589
DELISTED
SWISHER HYGIENE INC COM STK NEW (DE)
SWSH
$0 ﹤0.01%
50
– –
QTWW
4590
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
$0 ﹤0.01%
164
– –
HDY
4591
DELISTED
HYPERDYNAMICS CORP (NEW)
HDY
$0 ﹤0.01%
62
– –
IVAN
4592
DELISTED
IVANHOE ENERGY INC COM SHS (CDA)
IVAN
$0 ﹤0.01%
269
+30
+13% +$32
AIQ
4593
DELISTED
Alliance Healthcare Services
AIQ
$0 ﹤0.01%
+2
New +$45
ASCMA
4594
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$0 ﹤0.01%
7
– –
EGLE
4595
DELISTED
Eagle Bulk Shipping Inc.
EGLE
– –
0
– –
BTM
4596
DELISTED
OI S.A. SPON ADR REPSTG 3 PFD SHS (BRA)
BTM
– –
-426
Closed –
NBG
4597
DELISTED
NATIONAL BANK OF GREECE SA ADR REPSTG 1 SHARE (NEW)
NBG
$0 ﹤0.01%
1
– –
KEM
4598
DELISTED
KEMET Corporation
KEM
$0 ﹤0.01%
83
– –
FWLT
4599
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
– –
-2,402
Closed -$76K
GUR
4600
DELISTED
SPDR S&P Emerging Europe ETF
GUR
– –
-145
Closed -$5K
181 182 183
184
185

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HAM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.