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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GKOS icon
4551
Glaukos
GKOS
$10.7B
$3K ﹤0.01%
100
– –
HLIO icon
4552
Helios Technologies
HLIO
$2.7B
$3K ﹤0.01%
56
– –
HLX icon
4553
Helix Energy Solutions
HLX
$1.45B
$3K ﹤0.01%
400
– –
HVT icon
4554
Haverty Furniture Companies
HVT
$455M
$3K ﹤0.01%
100
– –
IESC icon
4555
IES Holdings
IESC
$14.9B
$3K ﹤0.01%
200
– –
ITRN icon
4556
Ituran Location and Control
ITRN
$1.04B
$3K ﹤0.01%
+71
New +$2.31K
HAPN
4557
Happen Inc
HAPN
$2.26B
$3K ﹤0.01%
100
– –
LFCR icon
4558
Lifecore Biomedical
LFCR
$182M
$3K ﹤0.01%
200
– –
MOV icon
4559
Movado Group
MOV
$832M
$3K ﹤0.01%
115
+42
+58% +$1.07K
NBHC icon
4560
National Bank Holdings
NBHC
$1.9B
$3K ﹤0.01%
86
-20
-19% -$663
NUEM icon
4561
Nuveen ESG Emerging Markets Equity ETF
NUEM
$393M
$3K ﹤0.01%
+100
New +$2.66K
NWG icon
4562
NatWest
NWG
$76.4B
$3K ﹤0.01%
325
-217
-40% -$1.57K
OIS icon
4563
Oil States International
OIS
$524M
$3K ﹤0.01%
105
+61
+139% +$1.5K
PHI icon
4564
PLDT
PHI
$4.27B
$3K ﹤0.01%
+100
New +$3.33K
SIM icon
4565
Grupo SIMEC
SIM
$4.72B
$3K ﹤0.01%
250
-300
-55% -$3.23K
SNCR
4566
DELISTED
Synchronoss Technologies
SNCR
$3K ﹤0.01%
35
-271
-89% -$37.7K
SOHU
4567
Sohu.com
SOHU
$382M
$3K ﹤0.01%
56
– –
SPMD icon
4568
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
$3K ﹤0.01%
+90
New +$2.77K
SPXS icon
4569
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$332M
$3K ﹤0.01%
1
– –
STAA icon
4570
STAAR Surgical
STAA
$1.25B
$3K ﹤0.01%
220
– –
STN icon
4571
Stantec
STN
$8.38B
$3K ﹤0.01%
102
+1
+1% +$27
STRA icon
4572
Strategic Education
STRA
$1.89B
$3K ﹤0.01%
+36
New +$3.01K
TAC icon
4573
TransAlta
TAC
$3.91B
$3K ﹤0.01%
530
– –
TRC icon
4574
Tejon Ranch
TRC
$451M
$3K ﹤0.01%
125
– –
TRMK icon
4575
Trustmark
TRMK
$2.73B
$3K ﹤0.01%
103
-20
-16% -$622
181 182
183
184 185

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.