We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTG
4551
DELISTED
Computer Task Group, Inc.
CTG
$2K ﹤0.01%
455
– –
LTRPA
4552
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$2K ﹤0.01%
172
– –
ZYNE
4553
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
$2K ﹤0.01%
100
– –
INFI
4554
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$2K ﹤0.01%
1,382
-158
-10% -$206
ISEE
4555
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$2K ﹤0.01%
543
-248
-31% -$7.36K
AMBC.WS
4556
DELISTED
Ambac Financial Group
AMBC.WS
$2K ﹤0.01%
125
– –
RFP
4557
DELISTED
Resolute Forest Products Inc.
RFP
$2K ﹤0.01%
458
-141
-24% -$643
EPAY
4558
DELISTED
Bottomline Technologies Inc
EPAY
$2K ﹤0.01%
63
+25
+66% +$594
PCOM
4559
DELISTED
Points.com Inc. Common Shares
PCOM
$2K ﹤0.01%
200
– –
ALSK
4560
DELISTED
Alaska Communications Systems
ALSK
$2K ﹤0.01%
1,000
– –
CUB
4561
DELISTED
Cubic Corporation
CUB
$2K ﹤0.01%
38
+5
+15% +$229
MOM
4562
DELISTED
AGFiQ U.S. Market Neutral Momentum Fund
MOM
$2K ﹤0.01%
+90
New +$2.09K
CEL
4563
DELISTED
Cellcom Israel, Ltd.
CEL
$2K ﹤0.01%
250
– –
HTZ
4564
DELISTED
Hertz Global Holdings, Inc.
HTZ
$2K ﹤0.01%
117
-769
-87% -$19.2K
AVH
4565
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$2K ﹤0.01%
156
– –
MNI
4566
DELISTED
The McClatchy Company Class A Common Stock
MNI
$2K ﹤0.01%
150
– –
GNMX
4567
DELISTED
Aevi Genomic Medicine Inc
GNMX
$2K ﹤0.01%
447
– –
TOO
4568
DELISTED
Teekay Offshore Partners L.P.
TOO
$2K ﹤0.01%
363
-325
-47% -$1.83K
ONCE
4569
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
$2K ﹤0.01%
38
– –
AAC
4570
DELISTED
AAC Holdings
AAC
$2K ﹤0.01%
+270
New +$3.09K
NVLN
4571
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
$2K ﹤0.01%
+217
New +$1.92K
TRK
4572
DELISTED
Speedway Motorsports, Inc.
TRK
$2K ﹤0.01%
100
– –
PES
4573
DELISTED
Pioneer Energy Services Corp.
PES
$2K ﹤0.01%
530
– –
BRSS
4574
DELISTED
Global Brass & Copper Hldgs, Inc
BRSS
$2K ﹤0.01%
64
+26
+68% +$784
IPCI
4575
DELISTED
Intellipharmaceuticals International Inc.
IPCI
$2K ﹤0.01%
71
+70
+7,000% +$1.96K
181 182
183
184 185

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.