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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRCO
4551
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
$2K ﹤0.01%
61
-88
-59% -$3.34K
OSIR
4552
DELISTED
Osiris Therapeutics, Inc. Common Stock
OSIR
$2K ﹤0.01%
400
-342
-46% -$1.75K
PGLC
4553
DELISTED
Pershing Gold Corporation. Common Stock
PGLC
$2K ﹤0.01%
494
– –
EIV
4554
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$2K ﹤0.01%
127
– –
SAJA
4555
DELISTED
Sajan, Inc.
SAJA
$2K ﹤0.01%
500
– –
GTAA
4556
DELISTED
AdvisorShares Morgan Creek Global Tactical ETF
GTAA
$2K ﹤0.01%
+102
New +$2.42K
SVA
4557
DELISTED
Sinovac Biotech, Ltd
SVA
$2K ﹤0.01%
300
-87
-22% -$512
PGM
4558
DELISTED
iPath Bloomberg Platinum Subindex Total Return ETN due June 24, 2038
PGM
$2K ﹤0.01%
90
– –
BZF
4559
DELISTED
WisdomTree Brazilian Real Strategy Fund
BZF
$2K ﹤0.01%
100
– –
RBL
4560
DELISTED
SPDR S&P Russia ETF
RBL
$2K ﹤0.01%
113
– –
AKBA icon
4561
Akebia Therapeutics
AKBA
$240M
$1K ﹤0.01%
59
– –
AKO.B icon
4562
Embotelladora Andina Series B
AKO.B
$4.97B
$1K ﹤0.01%
37
– –
AMC icon
4563
AMC Entertainment Holdings
AMC
$2.14B
$1K ﹤0.01%
4
-1
-20% -$300
AR icon
4564
Antero Resources
AR
$11.6B
$1K ﹤0.01%
46
-30
-39% -$799
ARMP icon
4565
Armata Pharmaceuticals
ARMP
$156M
$1K ﹤0.01%
6
– –
ATHE
4566
Alterity Therapeutics
ATHE
$85.2M
$1K ﹤0.01%
+20
New +$997
AVNW icon
4567
Aviat Networks
AVNW
$272M
$1K ﹤0.01%
134
– –
BATRK icon
4568
Atlanta Braves Holdings Series B
BATRK
$3.27B
$1K ﹤0.01%
50
+6
+14% +$98
BFIN
4569
DELISTED
BankFinancial
BFIN
$1K ﹤0.01%
47
– –
BKD icon
4570
Brookdale Senior Living
BKD
$3B
$1K ﹤0.01%
29
-185
-86% -$3.19K
BLDR icon
4571
Builders FirstSource
BLDR
$8.08B
$1K ﹤0.01%
46
– –
BW icon
4572
Babcock & Wilcox
BW
$1.37B
$1K ﹤0.01%
4
-18
-82% -$2.88K
BWZ icon
4573
State Street SPDR Bloomberg Short Term International Treasury Bond ETF
BWZ
$288M
$1K ﹤0.01%
25
– –
CANE icon
4574
Teucrium Sugar Fund
CANE
$53.9M
$1K ﹤0.01%
+100
New +$1.34K
CASI
4575
DELISTED
CASI Pharmaceuticals
CASI
$1K ﹤0.01%
105
-90
-46% -$988
181 182
183
184 185

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.