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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSL
4551
DELISTED
FREESCALE SEMICONDUCTOR LTD
FSL
$1K ﹤0.01%
34
-198
-85% -$7.41K
REMY
4552
DELISTED
REMY INTL INC NEW COMMON
REMY
$1K ﹤0.01%
25
– –
CNW
4553
DELISTED
CON-WAY INC.
CNW
$1K ﹤0.01%
19
-21
-53% -$823
OMG
4554
DELISTED
OM GROUP INC.
OMG
$1K ﹤0.01%
40
-7
-15% -$236
INPH
4555
DELISTED
INTERPHASE CORP
INPH
$1K ﹤0.01%
5,000
– –
NOR
4556
DELISTED
NORANDA ALUM HLDG CORP COM NEW
NOR
$1K ﹤0.01%
322
+1
+0.3% +$3
GTT
4557
DELISTED
GTT Communications, Inc.
GTT
$1K ﹤0.01%
+39
New +$911
USLV
4558
DELISTED
VelocitySharesTM 3x Long Silver ETN linked to the S&P GSCI Silver Index ER
USLV
$1K ﹤0.01%
9
– –
EOX
4559
DELISTED
EMERALD OIL INC (MT)
EOX
$1K ﹤0.01%
387
-65
-14% -$154
BSCN
4560
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$1K ﹤0.01%
+43
New +$866
CAW
4561
DELISTED
CCA Industries, Inc.
CAW
$1K ﹤0.01%
500
-780
-61% -$2.09K
IMUC
4562
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
$1K ﹤0.01%
45
– –
SGY
4563
DELISTED
Stone Energy
SGY
$1K ﹤0.01%
3
-1
-25% -$381
OREX
4564
DELISTED
Orexigen Therapeutics, Inc.
OREX
$1K ﹤0.01%
35
-43
-55% -$1.47K
RTK
4565
DELISTED
Rentech, Inc.
RTK
$1K ﹤0.01%
200
– –
AMFW
4566
DELISTED
AMEC Foster Wheeler plc
AMFW
$1K ﹤0.01%
98
+30
+44% +$367
EEML
4567
DELISTED
ISHARES MSCI EMERGING MARKETS LATIN AMERICA ETF
EEML
$1K ﹤0.01%
50
– –
QIHU
4568
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$1K ﹤0.01%
18
-1,100
-98% -$61.9K
DWRE
4569
DELISTED
DEMANDWARE INC COM STK (DE)
DWRE
$1K ﹤0.01%
23
-65
-74% -$4.01K
MHR
4570
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$1K ﹤0.01%
5,008
-116,471
-96% -$107K
RNWK
4571
DELISTED
RealNetworks Inc
RNWK
$1K ﹤0.01%
367
– –
GCVRZ
4572
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$1K ﹤0.01%
4,581
-1,000
-18% -$340
ETRM
4573
DELISTED
EnteroMedics Inc.
ETRM
$1K ﹤0.01%
2
– –
FXCB
4574
DELISTED
FOX CHASE BANCORP INC COM STK (MD)
FXCB
$1K ﹤0.01%
59
+1
+2% +$17
SIXD
4575
DELISTED
6D Global Technologies Inc
SIXD
$1K ﹤0.01%
+420
New +$1.98K
181 182
183
184 185

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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.